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CLAYMORE GUGGENHEIM
CLAYMORE GUGGENHEIM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 26 Institutional holders with a total value of $26,402,551.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 140,277 6,502,000 24.63%
2 WELLS FARGO & COMPANY/MN 87,143 4,039,000 15.30%
3 VSR Financial Services, Inc. 57,801 2,679,000 10.15%
4 LPL Financial LLC 44,760 2,075,000 7.86%
5 ROYAL BANK OF CANADA 37,488 1,738,000 6.58%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 32,400 1,502,000 5.69%
7 BANK OF AMERICA CORP /DE/ 27,379 1,269,000 4.81%
8 Commonwealth Equity Services, Inc 17,333 803,000 3.04%
9 UBS AG 16,796 778,000 2.95%
10 First Allied Advisory Services, Inc. 16,736 778,000 2.95%
11 B. Riley Wealth Advisors, Inc. 14,010 649,000 2.46%
12 JANE STREET GROUP, LLC 13,109 608,000 2.30%
13 GREAT LAKES ADVISORS, LLC 13,053 605,000 2.29%
14 RAYMOND JAMES & ASSOCIATES 12,655 587,000 2.22%
15 CREDIT SUISSE AG/ 12,198 565,000 2.14%
16 AMERICAN INTERNATIONAL GROUP, INC. 9,397 435,551 1.65%
17 Bank of New York Mellon Corp 6,701 311,000 1.18%
18 First Heartland Consultants, Inc. 5,155 239,000 0.91%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,285 106,000 0.40%
20 Creative Planning 1,125 52,000 0.20%
21 MSI Financial Services Inc 924 43,000 0.16%
22 Partnervest Advisory Services LLC 300 14,000 0.05%
23 WFG Advisors, LP 275 13,000 0.05%
24 MANUFACTURERS LIFE INSURANCE COMPANY, THE 135 6,000 0.02%
25 CITIGROUP INC 116 5,000 0.02%
26 TCI Wealth Advisors, Inc. 20 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.