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CLAYMORE GUGGENHEIM
CLAYMORE GUGGENHEIM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 33 Institutional holders with a total value of $39,496,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 183,685 8,969,000 22.71%
2 LPL Financial LLC 108,408 5,224,000 13.23%
3 UBS Group AG 93,550 4,568,000 11.57%
4 WELLS FARGO & COMPANY/MN 74,863 3,656,000 9.26%
5 BANK OF AMERICA CORP /DE/ 62,730 3,063,000 7.76%
6 AMERIPRISE FINANCIAL INC 48,845 2,385,000 6.04%
7 WELL DONE, LLC 27,079 1,322,000 3.35%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,079 1,275,000 3.23%
9 B. Riley Wealth Advisors, Inc. 19,790 966,000 2.45%
10 JANE STREET GROUP, LLC 19,437 949,000 2.40%
11 CITADEL ADVISORS LLC 18,790 918,000 2.32%
12 RAYMOND JAMES & ASSOCIATES 17,119 836,000 2.12%
13 IFP ADVISORS, INC 16,447 803,000 2.03%
14 Commonwealth Equity Services, Inc 16,153 789,000 2.00%
15 Partnervest Advisory Services LLC 11,866 579,000 1.47%
16 VSR Financial Services, Inc. 10,488 512,000 1.30%
17 MSI Financial Services Inc 9,355 457,000 1.16%
18 GREAT LAKES ADVISORS, LLC 8,523 416,000 1.05%
19 Private Advisor Group, LLC 6,399 312,000 0.79%
20 First Heartland Consultants, Inc. 4,673 228,000 0.58%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,562 223,000 0.56%
22 M&T BANK CORP 4,500 220,000 0.56%
23 Raymond James Financial Services Advisors, Inc. 4,491 219,000 0.55%
24 LVZ, Inc. 4,459 218,000 0.55%
25 AMERICAN INTERNATIONAL GROUP, INC. 3,497 171,000 0.43%
26 ENVESTNET ASSET MANAGEMENT INC 1,381 67,000 0.17%
27 Creative Planning 1,310 64,000 0.16%
28 ROYAL BANK OF CANADA 1,077 53,000 0.13%
29 Tower Research Capital LLC (TRC) 454 22,000 0.06%
30 NEXT Financial Group, Inc 200 9,000 0.02%
31 CITIGROUP INC 46 2,000 0.01%
32 BlackRock Finance, Inc. 13 1,000 0.00%
33 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.