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CLAYMORE GUGGENHEIM
CLAYMORE GUGGENHEIM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 27 Institutional holders with a total value of $80,374,971.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 819,356 41,992,000 52.25%
2 MORGAN STANLEY 253,118 12,972,000 16.14%
3 WELLS FARGO & COMPANY/MN 121,880 6,246,000 7.77%
4 UBS Group AG 87,407 4,480,000 5.57%
5 LPL Financial LLC 58,902 3,011,000 3.75%
6 ROYAL BANK OF CANADA 43,060 2,207,000 2.75%
7 VSR Financial Services, Inc. 25,462 1,305,000 1.62%
8 AMERIPRISE FINANCIAL INC 19,595 1,004,000 1.25%
9 B. Riley Wealth Advisors, Inc. 18,810 964,000 1.20%
10 RAYMOND JAMES & ASSOCIATES 18,093 927,000 1.15%
11 Private Advisor Group, LLC 17,456 895,000 1.11%
12 Commonwealth Equity Services, Inc 17,171 880,000 1.09%
13 MANAGED ACCOUNT ADVISORS LLC 16,251 833,000 1.04%
14 Prospera Financial Services Inc 13,610 698,000 0.87%
15 GREAT LAKES ADVISORS, LLC 7,463 382,000 0.48%
16 AMERICAN INTERNATIONAL GROUP, INC. 7,336 375,971 0.47%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 6,589 338,000 0.42%
18 First Heartland Consultants, Inc. 5,161 265,000 0.33%
19 M&T BANK CORP 4,500 231,000 0.29%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,693 189,000 0.24%
21 Creative Planning 1,310 67,000 0.08%
22 MANUFACTURERS LIFE INSURANCE COMPANY, THE 911 47,000 0.06%
23 SECURITY NATIONAL TRUST CO 1,425 31,000 0.04%
24 MSI Financial Services Inc 524 27,000 0.03%
25 CITIGROUP INC 116 6,000 0.01%
26 Tower Research Capital LLC (TRC) 42 2,000 0.00%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.