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CLAYMORE GUGGENHEIM
CLAYMORE GUGGENHEIM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 27 Institutional holders with a total value of $23,671,776.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 142,501 6,923,000 29.25%
2 WELLS FARGO & COMPANY/MN 90,657 4,404,000 18.60%
3 LPL Financial LLC 48,009 2,332,000 9.85%
4 BANK OF AMERICA CORP /DE/ 30,234 1,469,000 6.21%
5 CREDIT SUISSE AG/ 17,851 867,000 3.66%
6 ROYAL BANK OF CANADA 16,618 808,000 3.41%
7 UBS AG 16,164 785,000 3.32%
8 First Allied Advisory Services, Inc. 16,115 784,000 3.31%
9 Commonwealth Equity Services, Inc 15,990 777,000 3.28%
10 B. Riley Wealth Advisors, Inc. 29,500 717,271 3.03%
11 RAYMOND JAMES & ASSOCIATES 14,395 699,000 2.95%
12 GREAT LAKES ADVISORS, LLC 13,008 632,000 2.67%
13 VSR Financial Services, Inc. 12,382 602,000 2.54%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,700 472,000 1.99%
15 AMERICAN INTERNATIONAL GROUP, INC. 9,397 456,505 1.93%
16 Private Advisor Group, LLC 7,293 354,000 1.50%
17 First Heartland Consultants, Inc. 5,155 250,000 1.06%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,285 111,000 0.47%
19 SECURITY NATIONAL TRUST CO 1,595 77,000 0.33%
20 Creative Planning 1,125 55,000 0.23%
21 MSI Financial Services Inc 724 35,000 0.15%
22 AMERIPRISE FINANCIAL INC 342 17,000 0.07%
23 Partnervest Advisory Services LLC 300 15,000 0.06%
24 WFG Advisors, LP 275 13,000 0.05%
25 MANUFACTURERS LIFE INSURANCE COMPANY, THE 135 7,000 0.03%
26 CITIGROUP INC 116 6,000 0.03%
27 NEXT Financial Group, Inc 77 4,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.