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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 32 Institutional holders with a total value of $43,563,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 211,097 10,115,000 23.22%
2 LPL Financial LLC 111,535 5,300,000 12.17%
3 UBS Group AG 79,770 3,822,000 8.77%
4 WELLS FARGO & COMPANY/MN 76,336 3,657,000 8.39%
5 WELL DONE, LLC 69,229 3,317,000 7.61%
6 BANK OF AMERICA CORP /DE/ 64,751 3,102,000 7.12%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 39,052 1,872,000 4.30%
8 AMERIPRISE FINANCIAL INC 37,964 1,819,000 4.18%
9 JANE STREET GROUP, LLC 37,335 1,789,000 4.11%
10 VSR Financial Services, Inc. 23,601 1,131,000 2.60%
11 CITADEL ADVISORS LLC 22,368 1,072,000 2.46%
12 B. Riley Wealth Advisors, Inc. 18,361 880,000 2.02%
13 IFP ADVISORS, INC 17,532 840,000 1.93%
14 Private Advisor Group, LLC 16,653 798,000 1.83%
15 Commonwealth Equity Services, Inc 16,001 767,000 1.76%
16 RAYMOND JAMES & ASSOCIATES 15,234 730,000 1.68%
17 Partnervest Advisory Services LLC 9,864 473,000 1.09%
18 GREAT LAKES ADVISORS, LLC 7,327 351,000 0.81%
19 First Heartland Consultants, Inc. 5,511 264,000 0.61%
20 Virtu KCG Holdings LLC 5,139 246,000 0.56%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,898 235,000 0.54%
22 ROYAL BANK OF CANADA 4,484 216,000 0.50%
23 M&T BANK CORP 4,500 216,000 0.50%
24 MSI Financial Services Inc 4,121 197,000 0.45%
25 AMERICAN INTERNATIONAL GROUP, INC. 4,094 196,000 0.45%
26 ENVESTNET ASSET MANAGEMENT INC 1,531 73,000 0.17%
27 Creative Planning 1,310 63,000 0.14%
28 Tower Research Capital LLC (TRC) 190 9,000 0.02%
29 NEXT Financial Group, Inc 200 9,000 0.02%
30 CITIGROUP INC 68 3,000 0.01%
31 BlackRock Finance, Inc. 13 1,000 0.00%
32 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.