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CLAYMORE GUGGENHEIM
CLAYMORE GUGGENHEIM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 31 Institutional holders with a total value of $36,777,332.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 148,348 7,910,000 21.51%
2 UBS Group AG 80,283 4,281,000 11.64%
3 WELLS FARGO & COMPANY/MN 77,533 4,134,000 11.24%
4 AMERIPRISE FINANCIAL INC 69,764 3,715,000 10.10%
5 BANK OF AMERICA CORP /DE/ 69,486 3,705,000 10.07%
6 LPL Financial LLC 59,266 3,110,000 8.46%
7 WELL DONE, LLC 35,359 1,885,000 5.13%
8 RAYMOND JAMES & ASSOCIATES 27,611 1,472,000 4.00%
9 B. Riley Wealth Advisors, Inc. 19,890 1,061,000 2.88%
10 Partnervest Advisory Services LLC 15,992 853,000 2.32%
11 Commonwealth Equity Services, Inc 15,956 851,000 2.31%
12 IFP ADVISORS, INC 15,151 808,000 2.20%
13 MSI Financial Services Inc 10,534 562,000 1.53%
14 GREAT LAKES ADVISORS, LLC 7,240 386,000 1.05%
15 Private Advisor Group, LLC 6,179 324,000 0.88%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,082 324,000 0.88%
17 Cambridge Investment Research Advisors, Inc. 5,536 295,000 0.80%
18 VOYA FINANCIAL ADVISORS, INC. 5,567 294,000 0.80%
19 First Heartland Consultants, Inc. 4,523 241,000 0.66%
20 ADVISOR GROUP, INC. 3,305 176,000 0.48%
21 CENTRAL TRUST Co 2,556 136,000 0.37%
22 ROYAL BANK OF CANADA 2,108 112,000 0.30%
23 Creative Planning 1,310 70,000 0.19%
24 GLENMEDE TRUST CO NA 580 30,000 0.08%
25 Exchange Capital Management, Inc. 297 16,000 0.04%
26 NEXT Financial Group, Inc 200 11,000 0.03%
27 Advisory Services Network, LLC 135 7,000 0.02%
28 Winslow, Evans & Crocker, Inc. 100 5,332 0.01%
29 CITIGROUP INC 46 2,000 0.01%
30 BlackRock Finance, Inc. 23 1,000 0.00%
31 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.