| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,061,636 | 42,403,000 | 23.02% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 3,495,826 | 36,496,000 | 19.81% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 1,402,227 | 14,639,000 | 7.95% | ||
| 4 | UBS Group AG | 1,179,128 | 12,310,000 | 6.68% | ||
| 5 | Advisors Asset Management, Inc. | 1,008,825 | 10,532,000 | 5.72% | ||
| 6 | 1607 Capital Partners, LLC | 796,512 | 8,316,000 | 4.51% | ||
| 7 | MORGAN STANLEY | 787,250 | 8,219,000 | 4.46% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 662,824 | 6,919,000 | 3.76% | ||
| 9 | WELLS FARGO & COMPANY/MN | 548,239 | 5,723,000 | 3.11% | ||
| 10 | COHEN & STEERS, INC. | 464,734 | 4,852,000 | 2.63% | ||
| 11 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 380,400 | 3,971,000 | 2.16% | ||
| 12 | EATON VANCE MANAGEMENT | 309,790 | 3,234,000 | 1.76% | ||
| 13 | Vident Investment Advisory, LLC | 292,744 | 3,056,000 | 1.66% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 281,264 | 2,936,000 | 1.59% | ||
| 15 | Invesco Ltd. | 249,604 | 2,606,000 | 1.41% | ||
| 16 | Gramercy Funds Management LLC | 229,100 | 2,392,000 | 1.30% | ||
| 17 | DOLIVER ADVISORS, LP | 212,103 | 2,214,000 | 1.20% | ||
| 18 | DESCHUTES PORTFOLIO STRATEGY, LLC | 179,160 | 1,870,000 | 1.02% | ||
| 19 | CORNERSTONE ADVISORS INC | 93,300 | 974,000 | 0.53% | ||
| 20 | SG Americas Securities, LLC | 90,552 | 945,000 | 0.51% | ||
| 21 | Thomas J. Herzfeld Advisors, Inc. | 77,490 | 809,000 | 0.44% | ||
| 22 | MARINER INVESTMENT GROUP LLC | 73,958 | 772,000 | 0.42% | ||
| 23 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 65,378 | 683,000 | 0.37% | ||
| 24 | RELATIVE VALUE PARTNERS GROUP, LLC | 65,222 | 681,000 | 0.37% | ||
| 25 | LPL Financial LLC | 63,760 | 656,000 | 0.36% | ||
| 26 | OPPENHEIMER & CO INC | 52,158 | 544,000 | 0.30% | ||
| 27 | Weiss Asset Management LP | 50,346 | 526,000 | 0.29% | ||
| 28 | HighTower Advisors, LLC | 50,000 | 522,000 | 0.28% | ||
| 29 | Shaker Financial Services, LLC | 45,000 | 470,000 | 0.26% | ||
| 30 | TFS CAPITAL LLC | 43,344 | 453,000 | 0.25% | ||
| 31 | BOOTHBAY FUND MANAGEMENT, LLC | 36,044 | 376,000 | 0.20% | ||
| 32 | Raymond James Financial Services Advisors, Inc. | 34,760 | 363,000 | 0.20% | ||
| 33 | AQR ARBITRAGE LLC | 34,278 | 358,000 | 0.19% | ||
| 34 | ROYAL BANK OF CANADA | 30,873 | 322,000 | 0.17% | ||
| 35 | Virtu KCG Holdings LLC | 29,656 | 310,000 | 0.17% | ||
| 36 | Saba Capital Management, L.P. | 27,143 | 283,000 | 0.15% | ||
| 37 | ROBINSON CAPITAL MANAGEMENT, LLC | 22,010 | 230,000 | 0.12% | ||
| 38 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 15,500 | 162,000 | 0.09% | ||
| 39 | AMERICAN INTERNATIONAL GROUP, INC. | 14,900 | 156,000 | 0.08% | ||
| 40 | Round Table Services, LLC | 14,100 | 147,000 | 0.08% | ||
| 41 | Janney Montgomery Scott LLC | 13,867 | 145,000 | 0.08% | ||
| 42 | Commonwealth Equity Services, Inc | 12,702 | 133,000 | 0.07% | ||
| 43 | Linscomb Wealth, Inc. | 10,239 | 107,000 | 0.06% | ||
| 44 | Concert Wealth Management Inc. | 10,230 | 107,000 | 0.06% | ||
| 45 | Global Endowment Management, LP | 10,000 | 104,000 | 0.06% | ||
| 46 | FIFTH THIRD BANCORP | 4,550 | 48,000 | 0.03% | ||
| 47 | Klingman & Associates, LLC | 2,538 | 26,000 | 0.01% | ||
| 48 | SIGNATUREFD, LLC | 2,300 | 24,000 | 0.01% | ||
| 49 | Smithfield Trust Co | 2,000 | 21,000 | 0.01% | ||
| 50 | MSI Financial Services Inc | 1,600 | 17,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
