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VOYA RISK
VOYA RISK. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 2 Institutional holders with a total value of $13,633,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEWGATE CAPITAL MANAGEMENT LLC 1,280,823 13,525,000 99.21%
2 Thomas J. Herzfeld Advisors, Inc. 10,250 108,000 0.79%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.