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VOYA RISK MANAGED NAT RES FD
VOYA RISK MANAGED NAT RES FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 33 Institutional holders with a total value of $23,008,066.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 645,222 5,749,000 24.99%
2 Invesco Ltd. 392,732 3,500,000 15.21%
3 GUGGENHEIM CAPITAL LLC 361,485 3,221,000 14.00%
4 UBS Group AG 214,174 1,908,000 8.29%
5 LPL Financial LLC 198,212 1,754,000 7.62%
6 RAYMOND JAMES & ASSOCIATES 170,592 1,520,000 6.61%
7 BB&T SECURITIES, LLC 13,806 1,230,000 5.35%
8 BANK OF AMERICA CORP /DE/ 102,284 911,000 3.96%
9 Commonwealth Equity Services, Inc 57,035 508,000 2.21%
10 PARAMETRIC PORTFOLIO ASSOCIATES LLC 52,935 472,000 2.05%
11 AMERICAN INTERNATIONAL GROUP, INC. 36,300 323,433 1.41%
12 AMERIPRISE FINANCIAL INC 28,336 252,000 1.10%
13 Investors Capital Advisory Services 25,407 226,000 0.98%
14 MSI Financial Services Inc 23,011 205,000 0.89%
15 WELLS FARGO & COMPANY/MN 22,544 200,000 0.87%
16 IBERIABANK CORP 18,000 160,000 0.70%
17 DEUTSCHE BANK AG\ 17,080 152,000 0.66%
18 ROBLE, BELKO & COMPANY, INC 12,154 108,000 0.47%
19 PNC FINANCIAL SERVICES GROUP, INC. 10,200 90,000 0.39%
20 NATIONAL PLANNING CORP 10,000 89,000 0.39%
21 OPPENHEIMER & CO INC 10,000 89,000 0.39%
22 WFG Advisors, LP 7,400 66,000 0.29%
23 CITIGROUP INC 6,767 60,000 0.26%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,393 57,000 0.25%
25 ROYAL BANK OF CANADA 5,451 49,000 0.21%
26 Tower Research Capital LLC (TRC) 5,085 45,000 0.20%
27 Carroll Financial Associates, Inc. 3,000 27,000 0.12%
28 Cordasco Financial Network 1,698 15,000 0.07%
29 Advisors Asset Management, Inc. 1,299 12,000 0.05%
30 Sunbelt Securities, Inc. 520 4,633 0.02%
31 BENJAMIN F. EDWARDS & COMPANY, INC. 333 3,000 0.01%
32 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 116 1,000 0.00%
33 MUFG Americas Holdings Corp 61 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.