Dark
Light
System
Security
VOYA RISK
VOYA RISK. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 34 Institutional holders with a total value of $26,136,140.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 954,720 7,447,000 28.49%
2 MORGAN STANLEY 586,195 4,573,000 17.50%
3 Invesco Ltd. 404,906 3,158,000 12.08%
4 GUGGENHEIM CAPITAL LLC 225,600 1,760,000 6.73%
5 UBS Group AG 208,989 1,630,000 6.24%
6 RAYMOND JAMES & ASSOCIATES 179,900 1,403,000 5.37%
7 LPL Financial LLC 185,431 1,367,000 5.23%
8 BANK OF AMERICA CORP /DE/ 140,180 1,093,000 4.18%
9 Raymond James Financial Services Advisors, Inc. 83,085 648,000 2.48%
10 Commonwealth Equity Services, Inc 60,195 470,000 1.80%
11 Shaker Financial Services, LLC 51,393 401,000 1.53%
12 AMERICAN INTERNATIONAL GROUP, INC. 36,300 283,140 1.08%
13 AMERIPRISE FINANCIAL INC 30,425 237,000 0.91%
14 MARINER INVESTMENT GROUP LLC 24,600 192,000 0.73%
15 Investors Capital Advisory Services 24,497 191,000 0.73%
16 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 23,907 186,000 0.71%
17 WOLVERINE ASSET MANAGEMENT LLC 21,749 169,000 0.65%
18 WELLS FARGO & COMPANY/MN 20,209 158,000 0.60%
19 BB&T SECURITIES, LLC 13,806 107,000 0.41%
20 PNC FINANCIAL SERVICES GROUP, INC. 10,200 80,000 0.31%
21 WEDBUSH SECURITIES INC 10,150 79,000 0.30%
22 OPPENHEIMER & CO INC 10,000 78,000 0.30%
23 ROBLE, BELKO & COMPANY, INC 9,474 74,000 0.28%
24 MSI Financial Services Inc 9,168 72,000 0.28%
25 NATIONAL PLANNING CORP 10,000 67,000 0.26%
26 WFG Advisors, LP 7,400 58,000 0.22%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,907 54,000 0.21%
28 ROYAL BANK OF CANADA 5,308 41,000 0.16%
29 Carroll Financial Associates, Inc. 3,000 23,000 0.09%
30 CITIGROUP INC 1,850 14,000 0.05%
31 Focused Wealth Management, Inc 1,114 9,000 0.03%
32 DEUTSCHE BANK AG\ 1,190 9,000 0.03%
33 Cordasco Financial Network 575 4,000 0.02%
34 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 116 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.