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VOYA RISK
VOYA RISK. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 33 Institutional holders with a total value of $21,058,470.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 571,400 4,736,000 22.49%
2 Invesco Ltd. 424,867 3,522,000 16.72%
3 GUGGENHEIM CAPITAL LLC 387,238 3,210,000 15.24%
4 UBS Group AG 261,335 2,166,000 10.29%
5 LPL Financial LLC 170,694 1,415,000 6.72%
6 RAYMOND JAMES & ASSOCIATES 167,787 1,391,000 6.61%
7 BB&T SECURITIES, LLC 13,806 1,144,000 5.43%
8 PARAMETRIC PORTFOLIO ASSOCIATES LLC 60,232 499,000 2.37%
9 Commonwealth Equity Services, Inc 53,186 441,000 2.09%
10 BANK OF AMERICA CORP /DE/ 42,618 353,000 1.68%
11 AMERICAN INTERNATIONAL GROUP, INC. 37,700 312,533 1.48%
12 WELLS FARGO & COMPANY/MN 34,115 283,000 1.34%
13 Investors Capital Advisory Services 25,085 207,000 0.98%
14 Advisors Asset Management, Inc. 23,045 191,000 0.91%
15 NEW ENGLAND SECURITIES CORP /MA/ 19,352 160,000 0.76%
16 DOLIVER ADVISORS, LP 15,708 130,000 0.62%
17 NATIONAL PLANNING CORP 15,000 124,050 0.59%
18 Virtu KCG Holdings LLC 14,935 124,000 0.59%
19 Shaker Financial Services, LLC 10,346 86,000 0.41%
20 PNC FINANCIAL SERVICES GROUP, INC. 10,200 84,000 0.40%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,560 79,000 0.38%
22 ROYAL BANK OF CANADA 8,869 74,000 0.35%
23 DEUTSCHE BANK AG\ 8,540 70,000 0.33%
24 Tower Research Capital LLC (TRC) 8,022 67,000 0.32%
25 B. Riley Wealth Advisors, Inc. 5,100 42,000 0.20%
26 WFG Advisors, LP 5,100 42,000 0.20%
27 CITIGROUP INC 4,872 40,000 0.19%
28 Carroll Financial Associates, Inc. 3,000 27,000 0.13%
29 Stratos Wealth Partners, LTD. 2,037 16,887 0.08%
30 Cordasco Financial Network 1,698 14,000 0.07%
31 MSI Financial Services Inc 1,000 8,000 0.04%
32 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 116 0 0.00%
33 MUFG Americas Holdings Corp 51 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.