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VOYA RISK
VOYA RISK. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 34 Institutional holders with a total value of $26,136,140.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 116 1,000 0.00%
2 Cordasco Financial Network 575 4,000 0.02%
3 DEUTSCHE BANK AG\ 1,190 9,000 0.03%
4 Focused Wealth Management, Inc 1,114 9,000 0.03%
5 CITIGROUP INC 1,850 14,000 0.05%
6 Carroll Financial Associates, Inc. 3,000 23,000 0.09%
7 ROYAL BANK OF CANADA 5,308 41,000 0.16%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,907 54,000 0.21%
9 WFG Advisors, LP 7,400 58,000 0.22%
10 NATIONAL PLANNING CORP 10,000 67,000 0.26%
11 MSI Financial Services Inc 9,168 72,000 0.28%
12 ROBLE, BELKO & COMPANY, INC 9,474 74,000 0.28%
13 OPPENHEIMER & CO INC 10,000 78,000 0.30%
14 WEDBUSH SECURITIES INC 10,150 79,000 0.30%
15 PNC FINANCIAL SERVICES GROUP, INC. 10,200 80,000 0.31%
16 BB&T SECURITIES, LLC 13,806 107,000 0.41%
17 WELLS FARGO & COMPANY/MN 20,209 158,000 0.60%
18 WOLVERINE ASSET MANAGEMENT LLC 21,749 169,000 0.65%
19 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 23,907 186,000 0.71%
20 Investors Capital Advisory Services 24,497 191,000 0.73%
21 MARINER INVESTMENT GROUP LLC 24,600 192,000 0.73%
22 AMERIPRISE FINANCIAL INC 30,425 237,000 0.91%
23 AMERICAN INTERNATIONAL GROUP, INC. 36,300 283,140 1.08%
24 Shaker Financial Services, LLC 51,393 401,000 1.53%
25 Commonwealth Equity Services, Inc 60,195 470,000 1.80%
26 Raymond James Financial Services Advisors, Inc. 83,085 648,000 2.48%
27 BANK OF AMERICA CORP /DE/ 140,180 1,093,000 4.18%
28 LPL Financial LLC 185,431 1,367,000 5.23%
29 RAYMOND JAMES & ASSOCIATES 179,900 1,403,000 5.37%
30 UBS Group AG 208,989 1,630,000 6.24%
31 GUGGENHEIM CAPITAL LLC 225,600 1,760,000 6.73%
32 Invesco Ltd. 404,906 3,158,000 12.08%
33 MORGAN STANLEY 586,195 4,573,000 17.50%
34 Advisors Asset Management, Inc. 954,720 7,447,000 28.49%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.