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DREYFUS HIGH YIELD STRATEGIE
DREYFUS HIGH YIELD STRATEGIE. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 50 Institutional holders with a total value of $20,306,525.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WESPAC ADVISORS SOCAL, LLC 450 1,525 0.01%
2 Tortoise Investment Management, LLC 1,322 4,000 0.02%
3 FIFTH THIRD BANCORP 1,200 4,000 0.02%
4 PENSERRA CAPITAL MANAGEMENT LLC 1,754 5,000 0.02%
5 Brick & Kyle, Associates 2,250 8,000 0.04%
6 D.A. DAVIDSON & CO. 3,284 11,000 0.05%
7 North Star Investment Management Corp. 3,500 12,000 0.06%
8 IFP ADVISORS, INC 4,250 14,000 0.07%
9 ADVISOR GROUP, INC. 5,500 19,000 0.09%
10 ROYAL BANK OF CANADA 7,000 24,000 0.12%
11 Advisors Asset Management, Inc. 8,147 28,000 0.14%
12 Creative Planning 10,125 34,000 0.17%
13 SII INVESTMENTS INC/WI 10,000 34,000 0.17%
14 UBS Group AG 11,546 39,000 0.19%
15 MILLENNIUM MANAGEMENT LLC 11,543 39,000 0.19%
16 Capital Investment Advisors, LLC 12,070 41,000 0.20%
17 KEYBANK NATIONAL ASSOCIATION/OH 12,000 41,000 0.20%
18 BRAVE ASSET MANAGEMENT INC 12,700 43,000 0.21%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,725 50,000 0.25%
20 SIGNET FINANCIAL MANAGEMENT, LLC 17,116 58,000 0.29%
21 Janney Montgomery Scott LLC 18,499 63,000 0.31%
22 SG Americas Securities, LLC 21,955 74,000 0.36%
23 NATIONAL PLANNING CORP 24,500 84,000 0.41%
24 Raymond James Financial Services Advisors, Inc. 25,000 85,000 0.42%
25 LEVIN CAPITAL STRATEGIES, L.P. 30,000 102,000 0.50%
26 First Allied Advisory Services, Inc. 30,000 102,000 0.50%
27 Bank of New York Mellon Corp 30,467 103,000 0.51%
28 Fernwood Investment Management, LLC 30,900 105,000 0.52%
29 Virtu KCG Holdings LLC 32,979 112,000 0.55%
30 Curi Capital, LLC 36,573 124,000 0.61%
31 PNC FINANCIAL SERVICES GROUP, INC. 38,454 130,000 0.64%
32 WFG Advisors, LP 38,497 131,000 0.65%
33 Commonwealth Equity Services, Inc 43,220 147,000 0.72%
34 Laurion Capital Management LP 44,391 150,000 0.74%
35 Cambridge Investment Research Advisors, Inc. 51,830 176,000 0.87%
36 DOLIVER ADVISORS, LP 63,385 215,000 1.06%
37 MML INVESTORS SERVICES, INC. 70,493 239,000 1.18%
38 INVESTMENT CENTERS OF AMERICA INC 71,042 240,000 1.18%
39 AMERIPRISE FINANCIAL INC 89,111 302,000 1.49%
40 LPL Financial LLC 89,204 304,000 1.50%
41 BANK OF AMERICA CORP /DE/ 96,155 326,000 1.61%
42 MORGAN STANLEY 179,976 610,000 3.00%
43 FIRST FINANCIAL EQUITY CORPORATION 197,707 664,000 3.27%
44 WELLS FARGO & COMPANY/MN 207,458 703,000 3.46%
45 CITIGROUP INC 211,512 717,000 3.53%
46 CLOUGH CAPITAL PARTNERS L P 239,107 811,000 3.99%
47 Invesco Ltd. 537,903 1,823,000 8.98%
48 Shaker Financial Services, LLC 573,510 1,944,000 9.57%
49 SIT INVESTMENT ASSOCIATES INC 866,101 2,936,000 14.46%
50 JPMORGAN CHASE & CO 1,851,086 6,275,000 30.90%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.