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EXCHANGE TRADED CONCEPTS TR
EXCHANGE TRADED CONCEPTS TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 14 Institutional holders with a total value of $6,108,692.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 11,847 2,774,000 45.41%
2 LPL Financial LLC 41,168 964,000 15.78%
3 JANE STREET GROUP, LLC 27,704 649,000 10.62%
4 Virtu KCG Holdings LLC 19,943 467,000 7.64%
5 ADELL HARRIMAN & CARPENTER INC 19,400 454,270 7.44%
6 VSR Financial Services, Inc. 16,515 387,000 6.34%
7 AMERICAN INTERNATIONAL GROUP, INC. 5,100 119,422 1.95%
8 WFG Advisors, LP 4,653 109,000 1.78%
9 ROYAL BANK OF CANADA 3,850 90,000 1.47%
10 Carroll Financial Associates, Inc. 1,550 36,000 0.59%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,286 30,000 0.49%
12 MSI Financial Services Inc 720 17,000 0.28%
13 Gemmer Asset Management LLC 430 10,000 0.16%
14 UBS AG 80 2,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.