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EXCHANGE TRADED CONCEPTS TR
EXCHANGE TRADED CONCEPTS TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 20 Institutional holders with a total value of $12,126,346.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 17,433 3,765,000 31.05%
2 AMERICAN INTERNATIONAL GROUP, INC. 103,802 2,242,128 18.49%
3 Commonwealth Equity Services, Inc 53,370 1,153,000 9.51%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 51,555 1,114,000 9.19%
5 LPL Financial LLC 48,445 1,046,000 8.63%
6 Private Advisor Group, LLC 39,200 847,000 6.98%
7 PVG Asset Management 27,518 594,388 4.90%
8 ADELL HARRIMAN & CARPENTER INC 24,000 518,400 4.27%
9 CAHILL FINANCIAL ADVISORS INC 11,882 257,000 2.12%
10 AMERIPRISE FINANCIAL INC 10,458 226,000 1.86%
11 ROYAL BANK OF CANADA 4,024 87,000 0.72%
12 NATIONAL PLANNING CORP 3,500 73,430 0.61%
13 WFG Advisors, LP 3,109 67,000 0.55%
14 UBS Group AG 2,510 54,000 0.45%
15 Gemmer Asset Management LLC 1,285 28,000 0.23%
16 MSI Financial Services Inc 920 20,000 0.16%
17 Creative Planning 900 19,000 0.16%
18 Tower Research Capital LLC (TRC) 363 8,000 0.07%
19 Carroll Financial Associates, Inc. 350 7,000 0.06%
20 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.