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EXCHANGE TRADED CONCEPTS TR
EXCHANGE TRADED CONCEPTS TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 17 Institutional holders with a total value of $11,910,819.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 21,431 4,929,000 41.38%
2 LPL Financial LLC 77,284 1,769,000 14.85%
3 AMERICAN INTERNATIONAL GROUP, INC. 61,725 1,419,675 11.92%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 50,922 1,171,000 9.83%
5 Virtu KCG Holdings LLC 27,787 639,000 5.36%
6 ADELL HARRIMAN & CARPENTER INC 22,800 558,144 4.69%
7 Commonwealth Equity Services, Inc 18,715 430,000 3.61%
8 VSR Financial Services, Inc. 12,802 294,000 2.47%
9 CAHILL FINANCIAL ADVISORS INC 10,251 236,000 1.98%
10 WFG Advisors, LP 5,416 125,000 1.05%
11 UBS AG 4,832 111,000 0.93%
12 Carroll Financial Associates, Inc. 4,250 97,000 0.81%
13 PRIVATE TRUST CO NA 1,568 36,000 0.30%
14 NEXT Financial Group, Inc 1,533 35,000 0.29%
15 MSI Financial Services Inc 1,170 27,000 0.23%
16 Gemmer Asset Management LLC 855 20,000 0.17%
17 ROYAL BANK OF CANADA 600 14,000 0.12%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.