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EXCHANGE TRADED CONCEPTS TR
EXCHANGE TRADED CONCEPTS TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 23 Institutional holders with a total value of $7,511,437.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERICAN INTERNATIONAL GROUP, INC. 102,564 1,828,000 24.34%
2 LPL Financial LLC 76,105 1,360,000 18.11%
3 Commonwealth Equity Services, Inc 70,998 1,265,000 16.84%
4 JANE STREET GROUP, LLC 40,159 716,000 9.53%
5 ROYAL BANK OF CANADA 27,326 487,000 6.48%
6 Virtu KCG Holdings LLC 17,204 307,000 4.09%
7 GOLDMAN SACHS GROUP INC 13,370 238,000 3.17%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,211 235,000 3.13%
9 CITADEL ADVISORS LLC 11,171 199,000 2.65%
10 AUSDAL FINANCIAL PARTNERS, INC. 10,700 191,000 2.54%
11 VSR Financial Services, Inc. 10,543 188,000 2.50%
12 ADELL HARRIMAN & CARPENTER INC 10,350 184,437 2.46%
13 Thomas J. Herzfeld Advisors, Inc. 5,900 105,000 1.40%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,628 47,000 0.63%
15 UBS Group AG 2,455 44,000 0.59%
16 WFG Advisors, LP 2,099 37,000 0.49%
17 MSI Financial Services Inc 1,550 28,000 0.37%
18 Carroll Financial Associates, Inc. 1,500 26,000 0.35%
19 IFP ADVISORS, INC 580 10,000 0.13%
20 MORGAN STANLEY 402 7,000 0.09%
21 BANK OF MONTREAL /CAN/ 275 5,000 0.07%
22 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 200 4,000 0.05%
23 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.