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EXCHANGE TRADED CONCEPTS TR
EXCHANGE TRADED CONCEPTS TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 15 Institutional holders with a total value of $7,705,397.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERICAN INTERNATIONAL GROUP, INC. 116,041 2,454,256 31.85%
2 Commonwealth Equity Services, Inc 54,390 1,150,000 14.92%
3 LPL Financial LLC 49,543 1,048,000 13.60%
4 LVZ, Inc. 48,270 1,021,000 13.25%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 32,159 680,000 8.82%
6 ADELL HARRIMAN & CARPENTER INC 24,100 509,713 6.62%
7 Private Advisor Group, LLC 13,500 286,000 3.71%
8 CAHILL FINANCIAL ADVISORS INC 11,410 242,000 3.14%
9 PVG Asset Management 9,713 205,428 2.67%
10 WFG Advisors, LP 2,422 51,000 0.66%
11 MSI Financial Services Inc 1,020 22,000 0.29%
12 Regal Investment Advisors LLC 873 18,000 0.23%
13 ROYAL BANK OF CANADA 500 11,000 0.14%
14 Carroll Financial Associates, Inc. 350 7,000 0.09%
15 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.