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EXCHANGE TRADED CONCEPTS TR
EXCHANGE TRADED CONCEPTS TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 24 Institutional holders with a total value of $10,172,594.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Hilltop Holdings Inc. 124,906 2,419,000 23.78%
2 ADVISOR GROUP, INC. 110,856 2,148,000 21.12%
3 Commonwealth Equity Services, Inc 72,925 1,413,000 13.89%
4 JANE STREET GROUP, LLC 40,517 785,000 7.72%
5 LPL Financial LLC 33,565 646,000 6.35%
6 Concert Wealth Management Inc. 26,494 513,000 5.04%
7 MARINER INDEPENDENT ADVISOR NETWORK, LLC 22,097 428,000 4.21%
8 Cetera Advisors LLC 20,589 398,000 3.91%
9 Virtu KCG Holdings LLC 18,387 356,000 3.50%
10 AMERIPRISE FINANCIAL INC 17,168 333,000 3.27%
11 ADELL HARRIMAN & CARPENTER INC 16,650 322,594 3.17%
12 AUSDAL FINANCIAL PARTNERS, INC. 10,035 194,000 1.91%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,484 48,000 0.47%
14 BRUDERMAN ASSET MANAGEMENT, LLC 1,935 37,000 0.36%
15 MSI Financial Services Inc 1,550 30,000 0.29%
16 ROYAL BANK OF CANADA 1,150 22,000 0.22%
17 MORGAN STANLEY 1,114 22,000 0.22%
18 WFG Advisors, LP 805 16,000 0.16%
19 IFP ADVISORS, INC 816 16,000 0.16%
20 UBS Group AG 604 12,000 0.12%
21 BANK OF MONTREAL /CAN/ 275 5,000 0.05%
22 WELLS FARGO & COMPANY/MN 271 5,000 0.05%
23 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 200 4,000 0.04%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.