| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVISOR GROUP, INC. | 97,435 | 1,819,000 | 33.33% | ||
| 2 | Commonwealth Equity Services, Inc | 73,640 | 1,376,000 | 25.21% | ||
| 3 | LPL Financial LLC | 34,004 | 640,000 | 11.73% | ||
| 4 | Cetera Advisors LLC | 18,716 | 350,000 | 6.41% | ||
| 5 | Concert Wealth Management Inc. | 18,643 | 348,000 | 6.38% | ||
| 6 | Virtu KCG Holdings LLC | 12,795 | 239,000 | 4.38% | ||
| 7 | GOLDMAN SACHS GROUP INC | 11,491 | 215,000 | 3.94% | ||
| 8 | AUSDAL FINANCIAL PARTNERS, INC. | 10,017 | 187,000 | 3.43% | ||
| 9 | ROYAL BANK OF CANADA | 6,300 | 118,000 | 2.16% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,481 | 46,000 | 0.84% | ||
| 11 | Carroll Financial Associates, Inc. | 1,500 | 28,000 | 0.51% | ||
| 12 | WFG Advisors, LP | 1,002 | 19,000 | 0.35% | ||
| 13 | SEI INVESTMENTS CO | 867 | 16,000 | 0.29% | ||
| 14 | IFP ADVISORS, INC | 816 | 15,000 | 0.27% | ||
| 15 | MORGAN STANLEY | 702 | 13,000 | 0.24% | ||
| 16 | WELLS FARGO & COMPANY/MN | 522 | 10,000 | 0.18% | ||
| 17 | MSI Financial Services Inc | 550 | 10,000 | 0.18% | ||
| 18 | BANK OF MONTREAL /CAN/ | 275 | 5,000 | 0.09% | ||
| 19 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 200 | 4,000 | 0.07% | ||
| 20 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
