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EXCHANGE TRADED CONCEPTS TR
EXCHANGE TRADED CONCEPTS TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 20 Institutional holders with a total value of $5,444,059.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 WELLS FARGO & COMPANY/MN 1 0 0.00%
3 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 200 4,000 0.07%
4 BANK OF MONTREAL /CAN/ 275 5,000 0.09%
5 Carnick & Kubik, LLC 300 5,000 0.09%
6 MORGAN STANLEY 402 7,000 0.13%
7 ROYAL BANK OF CANADA 500 9,000 0.17%
8 MSI Financial Services Inc 550 10,000 0.18%
9 IFP ADVISORS, INC 816 15,000 0.28%
10 Carroll Financial Associates, Inc. 1,500 27,000 0.50%
11 WFG Advisors, LP 1,925 35,000 0.64%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,470 45,000 0.83%
13 Thomas J. Herzfeld Advisors, Inc. 5,900 107,000 1.97%
14 ADELL HARRIMAN & CARPENTER INC 10,350 188,059 3.45%
15 AUSDAL FINANCIAL PARTNERS, INC. 10,766 196,000 3.60%
16 GOLDMAN SACHS GROUP INC 12,623 229,000 4.21%
17 Cetera Advisors LLC 15,722 286,000 5.25%
18 LPL Financial LLC 68,822 1,231,000 22.61%
19 Commonwealth Equity Services, Inc 71,844 1,305,000 23.97%
20 AMERICAN INTERNATIONAL GROUP, INC. 95,750 1,740,000 31.96%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.