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EXCHANGE TRADED CONCEPTS TR
EXCHANGE TRADED CONCEPTS TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 22 Institutional holders with a total value of $10,002,579.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 200 4,000 0.04%
4 BANK OF MONTREAL /CAN/ 275 5,000 0.05%
5 GLOBAL RETIREMENT PARTNERS, LLC 250 5,000 0.05%
6 MORGAN STANLEY 300 6,000 0.06%
7 IFP ADVISORS, INC 580 11,000 0.11%
8 WFG Advisors, LP 574 11,000 0.11%
9 UBS Group AG 1,152 21,000 0.21%
10 BRUDERMAN ASSET MANAGEMENT, LLC 2,060 38,000 0.38%
11 ROYAL BANK OF CANADA 2,200 41,000 0.41%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,484 46,000 0.46%
13 MSI Financial Services Inc 3,541 66,000 0.66%
14 ADELL HARRIMAN & CARPENTER INC 16,350 303,579 3.04%
15 MARINER INDEPENDENT ADVISOR NETWORK, LLC 22,097 410,000 4.10%
16 Cetera Advisors LLC 30,130 559,000 5.59%
17 AMERIPRISE FINANCIAL INC 34,961 649,000 6.49%
18 LPL Financial LLC 36,480 679,000 6.79%
19 JANE STREET GROUP, LLC 37,389 694,000 6.94%
20 Commonwealth Equity Services, Inc 73,483 1,364,000 13.64%
21 ADVISOR GROUP, INC. 115,861 2,152,000 21.51%
22 Hilltop Holdings Inc. 158,308 2,938,000 29.37%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.