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EXCHANGE TRADED CONCEPTS TR
EXCHANGE TRADED CONCEPTS TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 24 Institutional holders with a total value of $15,348,788.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Private Advisor Group, LLC 176,640 3,367,000 21.94%
2 Hilltop Holdings Inc. 176,498 3,357,000 21.87%
3 ADVISOR GROUP, INC. 126,802 2,412,000 15.71%
4 Commonwealth Equity Services, Inc 84,675 1,611,000 10.50%
5 LPL Financial LLC 50,781 967,000 6.30%
6 INVESTOR AB 10,000 699,000 4.55%
7 AMERIPRISE FINANCIAL INC 34,397 654,000 4.26%
8 Cetera Advisors LLC 33,232 631,000 4.11%
9 WEDBUSH SECURITIES INC 27,895 531,000 3.46%
10 MML INVESTORS SERVICES, INC. 19,028 434,000 2.83%
11 ADELL HARRIMAN & CARPENTER INC 15,750 299,644 1.95%
12 Virtu KCG Holdings LLC 10,827 206,000 1.34%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,013 57,000 0.37%
14 NEXT Financial Group, Inc 2,600 51,000 0.33%
15 Creative Planning 1,000 19,000 0.12%
16 WEALTHPLAN PARTNERS, LLC 600 11,436 0.07%
17 WFG Advisors, LP 574 11,000 0.07%
18 IFP ADVISORS, INC 580 11,000 0.07%
19 ROYAL BANK OF CANADA 500 10,000 0.07%
20 Winslow, Evans & Crocker, Inc. 300 5,708 0.04%
21 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 200 4,000 0.03%
22 Parallax Volatility Advisers, L.P. 1 0 0.00%
23 WELLS FARGO & COMPANY/MN 0 0 0.00%
24 MORGAN STANLEY 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.