| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | CITIGROUP INC | 5,063 | 55,000 | 0.01% | Call | |
| 102 | Regal Investment Advisors LLC | 5,062 | 55,000 | 0.01% | ||
| 103 | US BANCORP \DE\ | 5,000 | 54,000 | 0.01% | ||
| 104 | Efficient Market Advisors, LLC | 4,346 | 47,000 | 0.01% | ||
| 105 | ROYAL BANK OF CANADA | 3,959 | 43,000 | 0.01% | ||
| 106 | Gradient Investments LLC | 3,241 | 35,000 | 0.01% | ||
| 107 | WESTPORT RESOURCES MANAGEMENT INC | 2,900 | 31,000 | 0.01% | ||
| 108 | TRUST CO OF VERMONT | 1,500 | 16,000 | 0.00% | ||
| 109 | Financial Architects, Inc | 1,370 | 15,000 | 0.00% | ||
| 110 | Focused Wealth Management, Inc | 1,010 | 11,000 | 0.00% | ||
| 111 | D.A. DAVIDSON & CO. | 1,000 | 10,000 | 0.00% | ||
| 112 | NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC | 939 | 10,000 | 0.00% | ||
| 113 | BlackRock Fund Advisors | 811 | 9,000 | 0.00% | ||
| 114 | WASHINGTON TRUST BANK | 650 | 7,000 | 0.00% | ||
| 115 | Hudock, Inc. | 400 | 4,000 | 0.00% | ||
| 116 | Catalyst Capital Advisors LLC | 215 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
