| 1 |
Karpus Management, Inc. |
860,862 |
8,333,000 |
19.60% |
|
|
| 2 |
MORGAN STANLEY |
756,801 |
7,326,000 |
17.23% |
|
|
| 3 |
GUGGENHEIM CAPITAL LLC |
400,834 |
3,880,000 |
9.13% |
|
|
| 4 |
Invesco Ltd. |
358,286 |
3,469,000 |
8.16% |
|
|
| 5 |
1607 Capital Partners, LLC |
250,794 |
2,428,000 |
5.71% |
|
|
| 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
250,206 |
2,422,000 |
5.70% |
|
|
| 7 |
ROYAL BANK OF CANADA |
231,526 |
2,242,000 |
5.27% |
|
|
| 8 |
AQR ARBITRAGE LLC |
152,741 |
1,479,000 |
3.48% |
|
|
| 9 |
COHEN & STEERS, INC. |
133,742 |
1,295,000 |
3.05% |
|
|
| 10 |
WELLS FARGO & COMPANY/MN |
112,765 |
1,091,000 |
2.57% |
|
|
| 11 |
Capital Investment Advisors, LLC |
98,047 |
949,000 |
2.23% |
|
|
| 12 |
WOLVERINE ASSET MANAGEMENT LLC |
94,057 |
910,000 |
2.14% |
|
|
| 13 |
BANK OF AMERICA CORP /DE/ |
74,248 |
719,000 |
1.69% |
|
|
| 14 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
66,712 |
645,000 |
1.52% |
|
|
| 15 |
DOLIVER ADVISORS, LP |
46,063 |
446,000 |
1.05% |
|
|
| 16 |
Yorktown Management & Research Co Inc |
46,000 |
445,000 |
1.05% |
|
|
| 17 |
NAPLES GLOBAL ADVISORS, LLC |
45,150 |
437,000 |
1.03% |
|
|
| 18 |
LPL Financial LLC |
43,212 |
423,000 |
0.99% |
|
|
| 19 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
39,681 |
384,000 |
0.90% |
|
|
| 20 |
GEODE CAPITAL MANAGEMENT, LLC |
39,240 |
379,000 |
0.89% |
|
PRN |
| 21 |
TFS CAPITAL LLC |
32,200 |
312,000 |
0.73% |
|
|
| 22 |
WEDBUSH SECURITIES INC |
31,709 |
307,000 |
0.72% |
|
|
| 23 |
Cambridge Investment Research Advisors, Inc. |
26,261 |
254,000 |
0.60% |
|
|
| 24 |
SIT INVESTMENT ASSOCIATES INC |
24,962 |
242,000 |
0.57% |
|
|
| 25 |
UBS Group AG |
21,725 |
210,000 |
0.49% |
|
|
| 26 |
CLOUGH CAPITAL PARTNERS L P |
20,200 |
196,000 |
0.46% |
|
|
| 27 |
Round Table Services, LLC |
18,600 |
180,000 |
0.42% |
|
|
| 28 |
IFC Holdings Incorporated/FL |
17,223 |
168,000 |
0.40% |
|
|
| 29 |
Investors Capital Advisory Services |
15,335 |
148,000 |
0.35% |
|
|
| 30 |
HM PAYSON & CO |
15,000 |
145,000 |
0.34% |
|
|
| 31 |
Horizon Kinetics LLC |
14,584 |
141,000 |
0.33% |
|
|
| 32 |
INVESTMENT CENTERS OF AMERICA INC |
12,747 |
123,000 |
0.29% |
|
|
| 33 |
AMERICAN INTERNATIONAL GROUP, INC. |
12,300 |
119,000 |
0.28% |
|
|
| 34 |
SENTINEL TRUST CO LBA |
11,300 |
109,000 |
0.26% |
|
|
| 35 |
PNC FINANCIAL SERVICES GROUP, INC. |
5,400 |
52,000 |
0.12% |
|
|
| 36 |
Cordasco Financial Network |
4,235 |
41,000 |
0.10% |
|
|
| 37 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
2,800 |
27,000 |
0.06% |
|
|
| 38 |
ADVANTAGE INVESTMENT MANAGEMENT, LLC |
2,000 |
19,000 |
0.04% |
|
|
| 39 |
D.A. DAVIDSON & CO. |
1,950 |
18,000 |
0.04% |
|
|
| 40 |
Windsor Capital Management, LLC |
400 |
3,000 |
0.01% |
|
|
| 41 |
MSI Financial Services Inc |
300 |
3,000 |
0.01% |
|
|
| 42 |
Klingman & Associates, LLC |
109 |
1,000 |
0.00% |
|
PRN |
