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FIRST TR ABERDEEN GLBL OPP F
FIRST TR ABERDEEN GLBL OPP F. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 38 Institutional holders with a total value of $43,505,678.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 568,562 6,844,000 15.73%
2 MORGAN STANLEY 539,406 6,494,000 14.93%
3 Robert W. Baird & Co. Inc 505,896 6,091,000 14.00%
4 Invesco Ltd. 382,878 4,610,000 10.60%
5 ROYAL BANK OF CANADA 338,946 4,081,000 9.38%
6 COHEN & STEERS, INC. 133,742 1,610,000 3.70%
7 Shaker Financial Services, LLC 128,847 1,551,000 3.57%
8 WELLS FARGO & COMPANY/MN 124,564 1,500,000 3.45%
9 Capital Investment Advisors, LLC 104,253 1,255,000 2.88%
10 DOLIVER ADVISORS, LP 87,237 1,050,000 2.41%
11 BANK OF AMERICA CORP /DE/ 84,348 1,016,000 2.34%
12 NWAM LLC 71,252 858,000 1.97%
13 LPL Financial LLC 56,589 681,000 1.57%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 55,968 673,000 1.55%
15 AQR CAPITAL MANAGEMENT LLC 55,808 672,000 1.54%
16 Horizon Kinetics LLC 48,978 590,000 1.36%
17 WOLVERINE ASSET MANAGEMENT LLC 42,027 506,000 1.16%
18 SG Americas Securities, LLC 41,018 494,000 1.14%
19 TFS CAPITAL LLC 34,965 421,000 0.97%
20 BENJAMIN F. EDWARDS & COMPANY, INC. 32,250 388,000 0.89%
21 UBS Group AG 24,650 297,000 0.68%
22 Laurion Capital Management LP 22,161 267,000 0.61%
23 BOOTHBAY FUND MANAGEMENT, LLC 21,840 263,000 0.60%
24 AMERICAN INTERNATIONAL GROUP, INC. 20,244 243,732 0.56%
25 CTC Alternative Strategies, Ltd. 19,500 234,780 0.54%
26 Investors Capital Advisory Services 16,395 197,000 0.45%
27 INVESTMENT CENTERS OF AMERICA INC 13,691 164,000 0.38%
28 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 11,412 137,000 0.31%
29 TradeLink Global Equity LLC 8,100 98,000 0.23%
30 PANAGORA ASSET MANAGEMENT INC 4,756 57,000 0.13%
31 Cordasco Financial Network 4,235 51,000 0.12%
32 D.A. DAVIDSON & CO. 3,950 47,000 0.11%
33 MSI Financial Services Inc 2,220 27,000 0.06%
34 Advisory Services Network, LLC 1,683 20,000 0.05%
35 FIFTH THIRD BANCORP 1,000 12,000 0.03%
36 Stratos Wealth Partners, LTD. 346 4,166 0.01%
37 Klingman & Associates, LLC 109 1,000 0.00%
38 CITIGROUP INC 9 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.