| 1 |
Karpus Management, Inc. |
2,841,829 |
31,146,000 |
41.93% |
|
|
| 2 |
SIT INVESTMENT ASSOCIATES INC |
544,408 |
5,967,000 |
8.03% |
|
|
| 3 |
MORGAN STANLEY |
471,977 |
5,173,000 |
6.96% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
357,531 |
3,919,000 |
5.28% |
|
|
| 5 |
LPL Financial LLC |
329,829 |
3,549,000 |
4.78% |
|
|
| 6 |
Invesco Ltd. |
318,010 |
3,486,000 |
4.69% |
|
|
| 7 |
1607 Capital Partners, LLC |
246,440 |
2,701,000 |
3.64% |
|
|
| 8 |
GUGGENHEIM CAPITAL LLC |
237,681 |
2,605,000 |
3.51% |
|
|
| 9 |
ROYAL BANK OF CANADA |
203,564 |
2,231,000 |
3.00% |
|
|
| 10 |
Bulldog Investors, LLP |
201,338 |
2,203,000 |
2.97% |
|
|
| 11 |
COHEN & STEERS, INC. |
161,942 |
1,775,000 |
2.39% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
115,978 |
1,271,000 |
1.71% |
|
|
| 13 |
Oxbow Advisors, LLC |
99,850 |
1,094,000 |
1.47% |
|
|
| 14 |
AQR ARBITRAGE LLC |
90,559 |
993,000 |
1.34% |
|
|
| 15 |
Capital Investment Advisors, LLC |
86,003 |
943,000 |
1.27% |
|
|
| 16 |
BANK OF AMERICA CORP /DE/ |
67,382 |
739,000 |
0.99% |
|
|
| 17 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
63,950 |
701,000 |
0.94% |
|
|
| 18 |
WEDBUSH SECURITIES INC |
58,095 |
637,000 |
0.86% |
|
|
| 19 |
NWAM LLC |
44,423 |
487,000 |
0.66% |
|
|
| 20 |
NAPLES GLOBAL ADVISORS, LLC |
37,915 |
416,000 |
0.56% |
|
|
| 21 |
Saba Capital Management, L.P. |
32,005 |
351,000 |
0.47% |
|
|
| 22 |
Cambridge Investment Research Advisors, Inc. |
28,365 |
311,000 |
0.42% |
|
|
| 23 |
EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC |
16,411 |
180,000 |
0.24% |
|
|
| 24 |
IFC Holdings Incorporated/FL |
15,911 |
171,000 |
0.23% |
|
|
| 25 |
HM PAYSON & CO |
15,000 |
164,000 |
0.22% |
|
|
| 26 |
Horizon Kinetics LLC |
14,684 |
161,000 |
0.22% |
|
|
| 27 |
INVESTMENT CENTERS OF AMERICA INC |
14,459 |
158,000 |
0.21% |
|
|
| 28 |
UBS Group AG |
14,382 |
158,000 |
0.21% |
|
|
| 29 |
Investors Capital Advisory Services |
13,610 |
149,000 |
0.20% |
|
|
| 30 |
Raymond James Financial Services Advisors, Inc. |
11,734 |
129,000 |
0.17% |
|
|
| 31 |
AMERICAN INTERNATIONAL GROUP, INC. |
10,900 |
119,000 |
0.16% |
|
|
| 32 |
PNC FINANCIAL SERVICES GROUP, INC. |
5,400 |
59,000 |
0.08% |
|
|
| 33 |
IFP ADVISORS, INC |
3,970 |
44,000 |
0.06% |
|
|
| 34 |
ADVANTAGE INVESTMENT MANAGEMENT, LLC |
2,000 |
22,000 |
0.03% |
|
|
| 35 |
D.A. DAVIDSON & CO. |
1,950 |
21,000 |
0.03% |
|
|
| 36 |
MSI Financial Services Inc |
1,300 |
14,000 |
0.02% |
|
|
| 37 |
Alexandria Capital, LLC |
1,000 |
11,000 |
0.01% |
|
|
| 38 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
900 |
10,000 |
0.01% |
|
|
| 39 |
Creative Planning |
320 |
4,000 |
0.01% |
|
|
| 40 |
Klingman & Associates, LLC |
109 |
1,000 |
0.00% |
|
|
