| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 569,694 | 7,748,000 | 17.02% | ||
| 2 | MORGAN STANLEY | 546,539 | 7,433,000 | 16.33% | ||
| 3 | ROYAL BANK OF CANADA | 454,060 | 6,175,000 | 13.57% | ||
| 4 | Robert W. Baird & Co. Inc | 453,847 | 6,172,000 | 13.56% | SH | |
| 5 | Invesco Ltd. | 363,830 | 4,949,000 | 10.87% | ||
| 6 | WELLS FARGO & COMPANY/MN | 161,736 | 2,199,000 | 4.83% | ||
| 7 | COHEN & STEERS, INC. | 133,615 | 1,817,000 | 3.99% | ||
| 8 | Capital Investment Advisors, LLC | 106,978 | 1,455,000 | 3.20% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 76,351 | 1,038,000 | 2.28% | ||
| 10 | NWAM LLC | 71,252 | 969,000 | 2.13% | ||
| 11 | LPL Financial LLC | 61,746 | 829,000 | 1.82% | ||
| 12 | Horizon Kinetics LLC | 56,059 | 762,000 | 1.67% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 40,776 | 555,000 | 1.22% | ||
| 14 | AQR CAPITAL MANAGEMENT LLC | 39,520 | 537,000 | 1.18% | ||
| 15 | UBS AG | 35,846 | 487,000 | 1.07% | ||
| 16 | BENJAMIN F. EDWARDS & COMPANY, INC. | 31,800 | 432,000 | 0.95% | ||
| 17 | KMS FINANCIAL SERVICES, INC | 31,605 | 430,000 | 0.94% | ||
| 18 | DOLIVER ADVISORS, LP | 25,923 | 353,000 | 0.78% | ||
| 19 | Investors Capital Advisory Services | 17,625 | 239,000 | 0.53% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 16,641 | 226,311 | 0.50% | ||
| 21 | INVESTMENT CENTERS OF AMERICA INC | 16,660 | 226,000 | 0.50% | ||
| 22 | Virtu KCG Holdings LLC | 12,098 | 165,000 | 0.36% | ||
| 23 | WEDBUSH SECURITIES INC | 10,029 | 136,000 | 0.30% | ||
| 24 | D.A. DAVIDSON & CO. | 6,700 | 91,000 | 0.20% | ||
| 25 | Cordasco Financial Network | 4,235 | 58,000 | 0.13% | ||
| 26 | MSI Financial Services Inc | 2,220 | 30,000 | 0.07% | ||
| 27 | NEXT Financial Group, Inc | 100 | 1,000 | 0.00% | ||
| 28 | CITIGROUP INC | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
