| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 514,966 | 7,559,000 | 16.48% | ||
| 2 | MORGAN STANLEY | 451,614 | 6,630,000 | 14.45% | ||
| 3 | ROYAL BANK OF CANADA | 438,802 | 6,442,000 | 14.04% | ||
| 4 | Robert W. Baird & Co. Inc | 427,756 | 6,279,000 | 13.69% | ||
| 5 | Invesco Ltd. | 367,770 | 5,399,000 | 11.77% | ||
| 6 | WELLS FARGO & COMPANY/MN | 167,045 | 2,453,000 | 5.35% | ||
| 7 | COHEN & STEERS, INC. | 133,615 | 1,961,000 | 4.28% | ||
| 8 | Capital Investment Advisors, LLC | 108,983 | 1,600,000 | 3.49% | ||
| 9 | NWAM LLC | 71,252 | 1,046,000 | 2.28% | ||
| 10 | Horizon Kinetics LLC | 67,159 | 986,000 | 2.15% | ||
| 11 | AQR CAPITAL MANAGEMENT LLC | 45,998 | 675,000 | 1.47% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 39,923 | 586,000 | 1.28% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 32,251 | 473,000 | 1.03% | ||
| 14 | UBS AG | 32,184 | 472,000 | 1.03% | ||
| 15 | KMS FINANCIAL SERVICES, INC | 29,155 | 428,000 | 0.93% | ||
| 16 | LPL Financial LLC | 27,739 | 407,000 | 0.89% | ||
| 17 | BENJAMIN F. EDWARDS & COMPANY, INC. | 25,800 | 379,000 | 0.83% | ||
| 18 | INVESTMENT CENTERS OF AMERICA INC | 17,782 | 260,000 | 0.57% | ||
| 19 | Investors Capital Advisory Services | 17,745 | 260,000 | 0.57% | ||
| 20 | Private Advisor Group, LLC | 17,048 | 250,000 | 0.55% | ||
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 16,549 | 242,932 | 0.53% | ||
| 22 | Shaker Financial Services, LLC | 13,997 | 205,000 | 0.45% | ||
| 23 | CORNERSTONE ADVISORS INC | 13,647 | 200,000 | 0.44% | ||
| 24 | CENTRAL TRUST Co | 12,447 | 183,000 | 0.40% | ||
| 25 | First Allied Advisory Services, Inc. | 11,394 | 166,000 | 0.36% | ||
| 26 | D.A. DAVIDSON & CO. | 8,400 | 123,000 | 0.27% | ||
| 27 | Advisors Asset Management, Inc. | 6,980 | 102,000 | 0.22% | ||
| 28 | Cordasco Financial Network | 4,235 | 62,000 | 0.14% | ||
| 29 | MSI Financial Services Inc | 2,220 | 33,000 | 0.07% | ||
| 30 | FIFTH THIRD BANCORP | 250 | 4,000 | 0.01% | ||
| 31 | NEXT Financial Group, Inc | 100 | 1,000 | 0.00% | ||
| 32 | Tower Research Capital LLC (TRC) | 0 | 0 | 0.00% | ||
| 33 | BARCLAYS PLC | 29 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
