Dark
Light
System
Security
FIRST TR ABERDEEN GLBL OPP F
FIRST TR ABERDEEN GLBL OPP F. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 42 Institutional holders with a total value of $87,585,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 3,362,491 37,525,000 42.84%
2 SIT INVESTMENT ASSOCIATES INC 833,703 9,304,000 10.62%
3 Bulldog Investors, LLP 795,281 8,875,000 10.13%
4 RIVERNORTH CAPITAL MANAGEMENT, LLC 507,421 5,663,000 6.47%
5 Invesco Ltd. 336,035 3,750,000 4.28%
6 1607 Capital Partners, LLC 226,390 2,527,000 2.89%
7 MORGAN STANLEY 185,543 2,070,000 2.36%
8 ICON ADVISERS INC/CO 179,578 2,004,000 2.29%
9 ROYAL BANK OF CANADA 163,121 1,820,000 2.08%
10 COHEN & STEERS, INC. 161,582 1,803,000 2.06%
11 Advisors Asset Management, Inc. 132,380 1,477,000 1.69%
12 WELLS FARGO & COMPANY/MN 109,928 1,226,000 1.40%
13 WEDBUSH SECURITIES INC 105,021 1,172,000 1.34%
14 Oxbow Advisors, LLC 99,493 1,110,000 1.27%
15 CAVALIER INVESTMENTS, LLC 84,037 938,000 1.07%
16 BANK OF AMERICA CORP /DE/ 79,041 883,000 1.01%
17 Capital Investment Advisors, LLC 75,981 848,000 0.97%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 58,721 656,000 0.75%
19 GUGGENHEIM CAPITAL LLC 44,118 492,000 0.56%
20 NWAM LLC 41,416 462,000 0.53%
21 NAPLES GLOBAL ADVISORS, LLC 38,015 424,000 0.48%
22 Saba Capital Management, L.P. 32,005 357,000 0.41%
23 UBS Group AG 30,611 342,000 0.39%
24 AQR ARBITRAGE LLC 30,419 339,000 0.39%
25 LPL Financial LLC 22,925 254,000 0.29%
26 Cambridge Investment Research Advisors, Inc. 19,675 220,000 0.25%
27 ADVISOR GROUP, INC. 17,871 200,000 0.23%
28 HM PAYSON & CO 15,000 167,000 0.19%
29 Raymond James Financial Services Advisors, Inc. 13,781 154,000 0.18%
30 DOLIVER ADVISORS, LP 11,989 134,000 0.15%
31 Fiera Capital Corp 11,669 130,000 0.15%
32 ALLEGIS INVESTMENT ADVISORS, LLC 10,746 120,000 0.14%
33 PNC FINANCIAL SERVICES GROUP, INC. 4,400 49,000 0.06%
34 IFP ADVISORS, INC 3,970 44,000 0.05%
35 ADVANTAGE INVESTMENT MANAGEMENT, LLC 2,000 22,000 0.03%
36 MSI Financial Services Inc 1,115 12,000 0.01%
37 TCI Wealth Advisors, Inc. 400 4,000 0.00%
38 Ancora Advisors LLC 272 3,000 0.00%
39 Transamerica Financial Advisors, LLC 105 2,000 0.00%
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 188 2,000 0.00%
41 MANUFACTURERS LIFE INSURANCE COMPANY, THE 100 1,000 0.00%
42 Tower Research Capital LLC (TRC) 40 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.