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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 172 Institutional holders with a total value of $2,083,698,924.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 CUTLER GROUP LLC / CA 100 0 0.00% Put
3 FIFTH THIRD BANCORP 24 2,000 0.00%
4 CUTLER GROUP LLC / CA 3,600 2,000 0.00% Call
5 SEVENBRIDGE FINANCIAL GROUP, LLC 26 2,000 0.00%
6 Catamount Wealth Management 42 3,000 0.00%
7 LBA Wealth Management, LLC 49 4,000 0.00%
8 CT Financial Advisors LLC 75 5,409 0.00%
9 CUTLER GROUP LLC / CA 96 6,000 0.00%
10 M&R CAPITAL MANAGEMENT INC 135 9,000 0.00%
11 Advisors Preferred, LLC 135 10,000 0.00%
12 Tortoise Investment Management, LLC 150 11,000 0.00%
13 MCF Advisors LLC 150 11,000 0.00%
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 156 11,000 0.00%
15 Exchange Capital Management, Inc. 180 13,000 0.00%
16 CITY HOLDING CO 184 13,000 0.00%
17 BALDWIN WEALTH PARTNERS LLC/MA 196 14,000 0.00%
18 CENTRAL TRUST Co 252 18,000 0.00%
19 Lenox Wealth Advisors, LLC 303 22,000 0.00%
20 GOLDMAN SACHS GROUP INC 300 22,000 0.00% Call
21 ADVANTAGE INVESTMENT MANAGEMENT, LLC 335 24,000 0.00%
22 FIRST INTERSTATE BANK 330 24,000 0.00%
23 Financial Architects, Inc 373 27,000 0.00%
24 Avior Wealth Management, LLC 437 32,000 0.00%
25 Kistler-Tiffany Companies, LLC 454 33,000 0.00%
26 SIGNATUREFD, LLC 521 38,000 0.00%
27 Parkside Financial Bank & Trust 615 44,000 0.00%
28 Gemmer Asset Management LLC 650 47,000 0.00%
29 MANUFACTURERS LIFE INSURANCE COMPANY, THE 688 50,000 0.00%
30 Carroll Financial Associates, Inc. 751 54,000 0.00%
31 Sandy Spring Bank 900 65,000 0.00%
32 Sunbelt Securities, Inc. 958 69,091 0.00%
33 Allworth Financial LP 1,091 79,000 0.00%
34 Independent Portfolio Consultants, Inc. 1,135 82,000 0.00%
35 Advisory Services Network, LLC 1,195 86,000 0.00%
36 PICTON MAHONEY ASSET MANAGEMENT 1,200 87,000 0.00% SH
37 EDMOND DE ROTHSCHILD (EUROPE) 1,265 91,000 0.00%
38 VALLEY NATIONAL ADVISERS INC 1,534 111,000 0.01%
39 NEXT Financial Group, Inc 1,585 114,000 0.01%
40 WEALTHPLAN PARTNERS, LLC 3,548 117,478 0.01%
41 Winslow, Evans & Crocker, Inc. 1,716 123,686 0.01%
42 US BANCORP \DE\ 1,961 141,000 0.01%
43 RAYMOND JAMES TRUST N.A. 2,798 201,000 0.01%
44 Sigma Planning Corp 2,802 202,000 0.01%
45 CORNERSTONE FINANCIAL PARTNERS, LLC 2,854 206,000 0.01%
46 Argentus Capital Management, LLC 2,860 206,000 0.01%
47 Mariner, LLC 2,999 216,000 0.01%
48 BANK OF MONTREAL /CAN/ 3,078 222,000 0.01%
49 Kovack Advisors, Inc. 3,212 232,000 0.01%
50 EDMOND DE ROTHSCHILD (SUISSE) S.A. 3,347 241,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.