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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 114 Institutional holders with a total value of $1,317,136,532.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Virtu Financial LLC 18,170 1,854,000 0.14%
52 VSR Financial Services, Inc. 16,321 1,665,000 0.13%
53 STERNE AGEE GROUP, INC. 16,266 1,659,000 0.13%
54 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,377 1,467,000 0.11%
55 ATWOOD & PALMER INC 12,855 1,312,000 0.10%
56 SPC Financial, Inc. 12,590 1,284,000 0.10%
57 Bedell Frazier Investment Counselling, LLC 12,242 1,249,000 0.09%
58 STEPHENS INC /AR/ 11,966 1,221,000 0.09%
59 Sigma Planning Corp 11,316 1,154,000 0.09%
60 D.A. DAVIDSON & CO. 11,258 1,148,000 0.09%
61 BANK OF AMERICA CORP /DE/ 11,000 1,122,000 0.09% Put
62 JUNCTURE WEALTH STRATEGIES, LLC 10,140 1,045,000 0.08%
63 Transamerica Financial Advisors, LLC 8,961 915,000 0.07%
64 Dynamic Advisor Solutions LLC 6,947 709,000 0.05%
65 JANE STREET GROUP, LLC 6,738 687,000 0.05%
66 MILLENNIUM MANAGEMENT LLC 6,166 629,000 0.05%
67 Regal Investment Advisors LLC 6,170 629,000 0.05%
68 Horizon Investments, LLC 5,826 594,000 0.05%
69 FOUNDERS FINANCIAL SECURITIES LLC 5,822 594,000 0.05%
70 BAROMETER CAPITAL MANAGEMENT INC. 5,600 571,000 0.04%
71 Investors Capital Advisory Services 5,554 566,000 0.04%
72 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,500 561,000 0.04% Put
73 SII INVESTMENTS INC/WI 5,361 550,000 0.04%
74 Cetera Advisors LLC 5,277 540,000 0.04%
75 NATIONAL PLANNING CORP 5,117 533,308 0.04%
76 WEDBUSH SECURITIES INC 5,158 526,000 0.04%
77 ENVESTNET ASSET MANAGEMENT INC 5,071 517,000 0.04%
78 CITIGROUP INC 5,002 510,000 0.04%
79 BLAIR WILLIAM & CO/IL 4,895 499,000 0.04%
80 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,800 490,000 0.04% Call
81 Private Advisor Group, LLC 4,250 434,000 0.03%
82 BANK OF AMERICA CORP /DE/ 4,200 428,000 0.03% Call
83 Prospera Financial Services Inc 4,046 413,000 0.03%
84 Creative Planning 4,042 412,000 0.03%
85 WFG Advisors, LP 3,422 349,000 0.03%
86 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,314 338,000 0.03%
87 M&T BANK CORP 2,937 300,000 0.02%
88 COMERICA SECURITIES INC 2,773 283,000 0.02%
89 Pinnacle Advisory Group, Inc. 5,010 229,000 0.02%
90 BROWN ADVISORY INC 2,055 210,000 0.02%
91 US BANCORP \DE\ 1,954 200,000 0.02%
92 NEW ENGLAND SECURITIES CORP /MA/ 1,928 197,000 0.01%
93 Hudock, Inc. 1,754 179,000 0.01%
94 Winslow, Evans & Crocker, Inc. 1,466 149,460 0.01%
95 B. Riley Wealth Management, Inc. 1,418 144,000 0.01%
96 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,238 126,000 0.01%
97 NEXT Financial Group, Inc 984 100,000 0.01%
98 Madden Advisory Services, Inc. 955 97,000 0.01%
99 Simplicity Solutions, LLC 865 88,247 0.01%
100 BANK OF MONTREAL /CAN/ 754 77,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.