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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 111 Institutional holders with a total value of $287,221,084.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 495,811 44,346,000 15.44%
2 WELLS FARGO & COMPANY/MN 387,143 34,626,000 12.06%
3 BANK OF AMERICA CORP /DE/ 239,351 21,408,000 7.45%
4 UBS Group AG 236,590 21,161,000 7.37%
5 Janney Montgomery Scott LLC 116,416 13,157,000 4.58%
6 RAYMOND JAMES & ASSOCIATES 117,166 10,480,000 3.65%
7 LPL Financial LLC 109,361 10,083,000 3.51%
8 SOCIETE GENERALE 92,206 8,247,000 2.87%
9 SG Americas Securities, LLC 92,206 8,247,000 2.87%
10 AMERIPRISE FINANCIAL INC 86,931 7,774,000 2.71%
11 J&P(CHINA)CAPITAL MANAGEMENT CO.,LTD 78,537 7,024,000 2.45%
12 McKinley Carter Wealth Services, Inc. 73,370 6,562,000 2.28%
13 ROYAL BANK OF CANADA 69,949 6,257,000 2.18%
14 Tower Research Capital LLC (TRC) 65,115 5,824,000 2.03%
15 Raymond James Financial Services Advisors, Inc. 60,232 5,387,000 1.88%
16 Commonwealth Equity Services, Inc 59,787 5,347,000 1.86%
17 Hartford Financial Management Inc. 59,160 5,291,000 1.84%
18 RPG INVESTMENT ADVISORY, LLC 51,941 4,645,000 1.62%
19 GOLDMAN SACHS GROUP INC 51,535 4,609,000 1.60%
20 SUNTRUST BANKS INC 40,727 3,642,000 1.27%
21 CREDIT SUISSE AG/ 35,408 3,167,000 1.10%
22 Timber Hill LLC 30,374 2,717,000 0.95%
23 STIFEL FINANCIAL CORP 30,117 2,696,000 0.94%
24 CITADEL ADVISORS LLC 28,533 2,552,000 0.89%
25 Somerset Group LLC 31,319 2,259,000 0.79%
26 ENVESTNET ASSET MANAGEMENT INC 23,900 2,138,000 0.74%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,683 2,118,000 0.74%
28 Ancora Advisors LLC 22,219 1,987,000 0.69%
29 ADVISOR GROUP, INC. 21,747 1,943,000 0.68%
30 Virtu KCG Holdings LLC 19,428 1,738,000 0.61%
31 MSI Financial Services Inc 18,985 1,698,000 0.59%
32 JUNCTURE WEALTH STRATEGIES, LLC 18,783 1,680,000 0.58%
33 JANE STREET GROUP, LLC 15,821 1,415,000 0.49%
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,800 1,413,000 0.49% Call
35 B. Riley Wealth Advisors, Inc. 14,897 1,333,000 0.46%
36 IFP ADVISORS, INC 14,058 1,257,000 0.44%
37 JPMORGAN CHASE & CO 12,126 1,085,000 0.38%
38 WESPAC Advisors, LLC 11,598 1,037,000 0.36%
39 UNITED CAPITAL FINANCIAL ADVISORS, LLC 11,429 1,017,000 0.35%
40 OPPENHEIMER & CO INC 11,283 1,009,000 0.35%
41 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 13,531 979,000 0.34%
42 Hilltop Holdings Inc. 10,846 970,000 0.34%
43 Moors & Cabot, Inc. 10,353 927,000 0.32%
44 Cetera Advisor Networks LLC 9,733 869,000 0.30%
45 First Allied Advisory Services, Inc. 9,623 862,000 0.30%
46 VOYA FINANCIAL ADVISORS, INC. 9,299 826,000 0.29%
47 NOMURA ASSET MANAGEMENT CO LTD 7,453 667,000 0.23%
48 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,389 661,000 0.23%
49 HRT FINANCIAL LP 7,288 651,000 0.23%
50 Jaffetilchin Investment Partners, LLC 7,005 627,000 0.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.