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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 108 Institutional holders with a total value of $301,985,568.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 484,322 42,407,000 14.04%
2 WELLS FARGO & COMPANY/MN 459,074 40,197,000 13.31%
3 LPL Financial LLC 272,059 24,708,000 8.18%
4 UBS Group AG 256,598 22,468,000 7.44%
5 BANK OF AMERICA CORP /DE/ 252,979 22,151,000 7.34%
6 Raymond James Financial Services Advisors, Inc. 135,708 11,883,000 3.93%
7 RAYMOND JAMES & ASSOCIATES 128,408 11,244,000 3.72%
8 ROYAL BANK OF CANADA 95,863 8,394,000 2.78%
9 JANE STREET GROUP, LLC 92,303 8,082,000 2.68%
10 Tower Research Capital LLC (TRC) 85,757 7,509,000 2.49%
11 AMERIPRISE FINANCIAL INC 78,461 6,878,000 2.28%
12 J&P(CHINA)CAPITAL MANAGEMENT CO.,LTD 78,537 6,877,000 2.28%
13 McKinley Carter Wealth Services, Inc. 70,742 6,194,000 2.05%
14 Commonwealth Equity Services, Inc 59,895 5,244,000 1.74%
15 Hartford Financial Management Inc. 58,875 5,155,000 1.71%
16 GOLDMAN SACHS GROUP INC 52,691 4,614,000 1.53%
17 RPG INVESTMENT ADVISORY, LLC 44,275 3,876,000 1.28%
18 SUNTRUST BANKS INC 40,108 3,511,000 1.16%
19 CREDIT SUISSE AG/ 36,721 3,215,000 1.06%
20 Timber Hill LLC 29,127 2,550,000 0.84%
21 Virtu Financial LLC 29,018 2,541,000 0.84%
22 SG Americas Securities, LLC 29,016 2,541,000 0.84%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,898 2,530,000 0.84%
24 AMERICAN INTERNATIONAL GROUP, INC. 27,441 2,403,000 0.80%
25 HRT FINANCIAL LP 27,321 2,391,000 0.79%
26 STIFEL FINANCIAL CORP 27,740 2,284,000 0.76%
27 Somerset Group LLC 32,885 2,246,000 0.74%
28 CITADEL ADVISORS LLC 24,373 2,134,000 0.71%
29 ENVESTNET ASSET MANAGEMENT INC 23,796 2,084,000 0.69%
30 Ancora Advisors LLC 23,102 2,023,000 0.67%
31 MSI Financial Services Inc 19,789 1,733,000 0.57%
32 JUNCTURE WEALTH STRATEGIES, LLC 18,985 1,662,000 0.55%
33 Virtu KCG Holdings LLC 16,731 1,465,000 0.49%
34 JPMORGAN CHASE & CO 15,909 1,394,000 0.46%
35 IFP ADVISORS, INC 14,282 1,250,000 0.41%
36 Janney Montgomery Scott LLC 13,786 1,207,000 0.40%
37 Cambridge Investment Research Advisors, Inc. 13,035 1,141,000 0.38%
38 Moors & Cabot, Inc. 12,399 1,087,000 0.36%
39 Private Advisor Group, LLC 12,343 1,081,000 0.36%
40 UNITED CAPITAL FINANCIAL ADVISORS, LLC 11,129 974,000 0.32%
41 Hilltop Holdings Inc. 10,846 950,000 0.31%
42 WESPAC Advisors, LLC 10,384 909,000 0.30%
43 First Allied Advisory Services, Inc. 10,230 900,000 0.30%
44 Cetera Advisor Networks LLC 10,195 893,000 0.30%
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,000 876,000 0.29% Call
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,700 849,000 0.28% Put
47 HighTower Advisors, LLC 9,581 839,000 0.28%
48 OPPENHEIMER & CO INC 9,304 815,000 0.27%
49 First Heartland Consultants, Inc. 7,676 672,000 0.22%
50 Dynamic Advisor Solutions LLC 7,520 658,000 0.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.