Dark
Light
System
Security
FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 116 Institutional holders with a total value of $283,377,587.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 807,549 73,390,000 25.90%
2 WELLS FARGO & COMPANY/MN 421,624 38,318,000 13.52%
3 UBS Group AG 244,303 22,202,000 7.83%
4 BANK OF AMERICA CORP /DE/ 211,229 19,196,000 6.77%
5 RAYMOND JAMES & ASSOCIATES 128,751 11,702,000 4.13%
6 LPL Financial LLC 108,313 9,973,000 3.52%
7 AMERIPRISE FINANCIAL INC 87,780 7,976,000 2.81%
8 ROYAL BANK OF CANADA 84,590 7,688,000 2.71%
9 J&P(CHINA)CAPITAL MANAGEMENT CO.,LTD 78,537 7,188,000 2.54%
10 McKinley Carter Wealth Services, Inc. 72,461 6,585,000 2.32%
11 NAVELLIER & ASSOCIATES INC 67,365 6,122,000 2.16%
12 Raymond James Financial Services Advisors, Inc. 62,316 5,663,000 2.00%
13 Hartford Financial Management Inc. 58,976 5,360,000 1.89%
14 FINANCIAL ENHANCEMENT GROUP LLC 51,089 4,643,000 1.64%
15 GOLDMAN SACHS GROUP INC 50,038 4,547,000 1.60%
16 RPG INVESTMENT ADVISORY, LLC 43,478 3,951,000 1.39%
17 Commonwealth Equity Services, Inc 31,706 2,881,000 1.02%
18 SUNTRUST BANKS INC 25,674 2,333,000 0.82%
19 ENVESTNET ASSET MANAGEMENT INC 24,497 2,227,000 0.79%
20 ADVISOR GROUP, INC. 24,234 2,203,000 0.78%
21 SG Americas Securities, LLC 23,608 2,145,000 0.76%
22 Ancora Advisors LLC 22,264 2,024,000 0.71%
23 JUNCTURE WEALTH STRATEGIES, LLC 18,993 1,726,000 0.61%
24 Tower Research Capital LLC (TRC) 18,014 1,637,000 0.58%
25 STIFEL FINANCIAL CORP 17,768 1,609,000 0.57%
26 UNITED CAPITAL FINANCIAL ADVISORS, LLC 16,599 1,509,000 0.53%
27 MSI Financial Services Inc 16,490 1,498,000 0.53%
28 CREDIT SUISSE AG/ 15,925 1,447,000 0.51%
29 HighTower Advisors, LLC 15,594 1,417,000 0.50%
30 Janney Montgomery Scott LLC 14,462 1,314,000 0.46%
31 Concert Wealth Management Inc. 13,449 1,224,000 0.43%
32 IFP ADVISORS, INC 13,241 1,203,000 0.42%
33 CITADEL ADVISORS LLC 12,373 1,124,000 0.40%
34 SignalPoint Asset Management, LLC 11,758 1,069,000 0.38%
35 Hilltop Holdings Inc. 10,846 986,000 0.35%
36 Cetera Advisor Networks LLC 10,039 911,000 0.32%
37 VOYA FINANCIAL ADVISORS, INC. 9,555 874,000 0.31%
38 First Allied Advisory Services, Inc. 9,060 823,000 0.29%
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,452 768,000 0.27%
40 CITADEL ADVISORS LLC 8,300 754,000 0.27% Call
41 JPMORGAN CHASE & CO 8,087 735,000 0.26%
42 Cetera Advisors LLC 7,435 679,000 0.24%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,346 668,000 0.24%
44 Moors & Cabot, Inc. 6,613 600,000 0.21%
45 CITADEL ADVISORS LLC 6,500 591,000 0.21% Put
46 Brown Advisory Securities, LLC 6,125 556,000 0.20%
47 Bedell Frazier Investment Counselling, LLC 6,120 556,000 0.20%
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,700 518,000 0.18% Call
49 Dynamic Advisor Solutions LLC 5,559 505,000 0.18%
50 RAYMOND JAMES TRUST N.A. 5,348 486,000 0.17%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.