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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 127 Institutional holders with a total value of $2,294,173,564.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 8,075,591 1,001,535,000 43.66%
2 MORGAN STANLEY 2,657,836 329,625,000 14.37%
3 WELLS FARGO & COMPANY/MN 2,047,828 253,971,000 11.07%
4 UBS Group AG 951,270 117,977,000 5.14%
5 BANK OF AMERICA CORP /DE/ 826,944 102,558,000 4.47%
6 RAYMOND JAMES & ASSOCIATES 474,173 58,810,000 2.56%
7 LPL Financial LLC 344,249 42,546,000 1.85%
8 GOLDMAN SACHS GROUP INC 300,000 37,206,000 1.62%
9 ROYAL BANK OF CANADA 227,073 28,161,000 1.23%
10 Transamerica Financial Advisors, LLC 136,589 16,940,000 0.74%
11 MSI Financial Services Inc 133,865 16,602,000 0.72%
12 AMERIPRISE FINANCIAL INC 123,197 15,233,000 0.66%
13 NewSquare Capital LLC 111,912 13,879,000 0.60%
14 Janney Montgomery Scott LLC 110,701 13,729,138 0.60%
15 RiverFront Investment Group, LLC 107,703 13,357,000 0.58%
16 STIFEL FINANCIAL CORP 101,707 12,614,000 0.55%
17 Raymond James Financial Services Advisors, Inc. 80,627 9,999,000 0.44%
18 J&P(CHINA)CAPITAL MANAGEMENT CO.,LTD 78,537 9,740,000 0.42%
19 CREDIT SUISSE AG/ 72,464 8,987,000 0.39%
20 McKinley Carter Wealth Services, Inc. 70,014 8,683,000 0.38%
21 BLUE CREEK INVESTMENT PARTNERS, LLC 63,296 7,935,000 0.35%
22 JPMORGAN CHASE & CO 59,033 7,321,000 0.32%
23 Hartford Financial Management Inc. 58,359 7,237,000 0.32%
24 Commonwealth Equity Services, Inc 58,119 7,208,000 0.31%
25 BENJAMIN F. EDWARDS & COMPANY, INC. 55,155 6,840,000 0.30%
26 HL FINANCIAL SERVICES LLC 53,747 6,666,000 0.29%
27 NIEMANN CAPITAL MANAGEMENT INC 53,417 6,625,000 0.29%
28 HighTower Advisors, LLC 52,389 6,497,000 0.28%
29 BB&T SECURITIES, LLC 48,750 6,045,000 0.26%
30 CHURCHILL MANAGEMENT Corp 44,029 5,461,000 0.24%
31 AMERICAN INTERNATIONAL GROUP, INC. 43,552 5,401,346 0.24%
32 LifePlan Financial Group, Inc 40,181 4,983,000 0.22%
33 SUNTRUST BANKS INC 37,244 4,618,000 0.20%
34 ENVESTNET ASSET MANAGEMENT INC 36,153 4,484,000 0.20%
35 NewEdge Advisors, LLC 34,595 4,290,000 0.19%
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 34,000 4,217,000 0.18% Call
37 BAIRD FINANCIAL GROUP, INC. 33,205 4,118,000 0.18%
38 FINANCIAL ENHANCEMENT GROUP LLC 30,049 3,727,000 0.16%
39 Cambridge Investment Research Advisors, Inc. 27,744 3,441,000 0.15%
40 Valentine Capital Asset Management, Inc. 27,455 3,405,000 0.15%
41 BECK CAPITAL MANAGEMENT, LLC 27,004 3,349,000 0.15%
42 OPPENHEIMER & CO INC 25,995 3,224,000 0.14%
43 Ancora Advisors LLC 24,641 3,056,000 0.13%
44 First Heartland Consultants, Inc. 24,253 3,008,000 0.13%
45 IFC Holdings Incorporated/FL 21,015 2,627,000 0.11%
46 CITIGROUP INC 20,443 2,535,000 0.11%
47 First Allied Advisory Services, Inc. 20,272 2,500,000 0.11%
48 Somerset Group LLC 32,694 2,197,000 0.10%
49 VSR Financial Services, Inc. 17,096 2,120,000 0.09%
50 Advisors Preferred, LLC 16,877 2,093,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.