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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 114 Institutional holders with a total value of $1,317,136,532.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 3,073,799 313,589,000 23.81%
2 MORGAN STANLEY 2,452,453 250,200,000 19.00%
3 WELLS FARGO & COMPANY/MN 1,978,588 201,856,000 15.33%
4 UBS Group AG 902,062 92,028,000 6.99%
5 BANK OF AMERICA CORP /DE/ 704,713 71,895,000 5.46%
6 BB&T SECURITIES, LLC 55,292 56,408,000 4.28%
7 RAYMOND JAMES & ASSOCIATES 346,005 35,301,000 2.68%
8 GOLDMAN SACHS GROUP INC 300,000 30,606,000 2.32%
9 LPL Financial LLC 261,973 26,726,000 2.03%
10 ROYAL BANK OF CANADA 211,558 21,583,000 1.64%
11 AMERIPRISE FINANCIAL INC 112,047 11,394,000 0.87%
12 RiverFront Investment Group, LLC 101,381 10,342,000 0.79%
13 STIFEL FINANCIAL CORP 93,006 9,489,000 0.72%
14 CREDIT SUISSE AG/ 83,901 8,560,000 0.65%
15 McKinley Carter Wealth Services, Inc. 83,563 8,525,000 0.65%
16 Janney Montgomery Scott LLC 83,183 8,486,330 0.64%
17 J&P(CHINA)CAPITAL MANAGEMENT CO.,LTD 78,537 8,012,000 0.61%
18 NewSquare Capital LLC 70,160 7,158,000 0.54%
19 Valentine Capital Asset Management, Inc. 59,635 6,084,000 0.46%
20 Hartford Financial Management Inc. 59,463 6,066,000 0.46%
21 NIEMANN CAPITAL MANAGEMENT INC 58,902 6,009,000 0.46%
22 MSI Financial Services Inc 58,339 5,952,000 0.45%
23 HL FINANCIAL SERVICES LLC 57,952 5,912,000 0.45%
24 CHURCHILL MANAGEMENT Corp 50,004 5,101,000 0.39%
25 BENJAMIN F. EDWARDS & COMPANY, INC. 48,722 4,971,000 0.38%
26 Robert W. Baird & Co. Inc 48,155 4,913,000 0.37%
27 JPMORGAN CHASE & CO 47,781 4,874,000 0.37%
28 B. Riley Wealth Advisors, Inc. 19,733 4,470,000 0.34%
29 AMERICAN INTERNATIONAL GROUP, INC. 36,594 3,733,320 0.28%
30 HighTower Advisors, LLC 35,766 3,649,000 0.28%
31 Raymond James Financial Services Advisors, Inc. 35,018 3,573,000 0.27%
32 Financial Management Professionals, Inc. 34,728 3,543,000 0.27%
33 SUNTRUST BANKS INC 33,358 3,403,000 0.26%
34 Pekin Hardy Strauss, Inc. 30,551 3,117,000 0.24%
35 WESPAC Advisors, LLC 30,551 3,117,000 0.24%
36 NewEdge Advisors, LLC 28,697 2,928,000 0.22%
37 Ancora Advisors LLC 25,583 2,610,000 0.20%
38 BECK CAPITAL MANAGEMENT, LLC 24,773 2,527,000 0.19%
39 IFC Holdings Incorporated/FL 23,937 2,475,000 0.19%
40 Advisors Preferred, LLC 23,994 2,447,867 0.19%
41 Commonwealth Equity Services, Inc 23,879 2,436,000 0.18%
42 First Heartland Consultants, Inc. 22,964 2,343,000 0.18%
43 UNITED CAPITAL FINANCIAL ADVISORS, LLC 22,750 2,321,000 0.18%
44 DEUTSCHE BANK AG\ 22,509 2,296,000 0.17%
45 Placemark Investments, Inc. 20,840 2,125,000 0.16%
46 Somerset Group LLC 34,601 2,122,000 0.16%
47 OPPENHEIMER & CO INC 20,754 2,117,000 0.16%
48 SG Americas Securities, LLC 19,590 1,999,000 0.15%
49 First Allied Advisory Services, Inc. 18,984 1,943,000 0.15%
50 Cambridge Investment Research Advisors, Inc. 18,783 1,916,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.