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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 131 Institutional holders with a total value of $2,465,099,415.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 10,731,173 1,212,837,000 49.20%
2 MORGAN STANLEY 2,810,647 317,659,000 12.89%
3 WELLS FARGO & COMPANY/MN 1,907,279 215,561,000 8.74%
4 UBS Group AG 989,729 111,859,000 4.54%
5 BANK OF AMERICA CORP /DE/ 888,418 100,409,000 4.07%
6 LPL Financial LLC 602,993 66,299,000 2.69%
7 RAYMOND JAMES & ASSOCIATES 454,784 51,402,000 2.09%
8 Raymond James Financial Services Advisors, Inc. 324,345 36,658,000 1.49%
9 Transamerica Financial Advisors, LLC 228,985 25,880,000 1.05%
10 MSI Financial Services Inc 207,089 23,405,000 0.95%
11 GOLDMAN SACHS GROUP INC 200,998 22,717,000 0.92%
12 ROYAL BANK OF CANADA 171,883 19,426,000 0.79%
13 STRID GROUP, LLC 156,463 17,683,000 0.72%
14 AMERIPRISE FINANCIAL INC 144,310 16,314,000 0.66%
15 NewSquare Capital LLC 138,588 15,663,000 0.64%
16 Janney Montgomery Scott LLC 116,416 13,157,000 0.53%
17 STIFEL FINANCIAL CORP 117,083 13,099,000 0.53%
18 RiverFront Investment Group, LLC 105,013 11,868,000 0.48%
19 J&P(CHINA)CAPITAL MANAGEMENT CO.,LTD 78,537 8,876,000 0.36%
20 McKinley Carter Wealth Services, Inc. 70,208 7,935,000 0.32%
21 Commonwealth Equity Services, Inc 65,464 7,399,000 0.30%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 58,300 6,589,000 0.27% Call
23 Hartford Financial Management Inc. 58,245 6,582,000 0.27%
24 JPMORGAN CHASE & CO 55,047 6,221,000 0.25%
25 BAIRD FINANCIAL GROUP, INC. 49,444 5,588,000 0.23%
26 SUNTRUST BANKS INC 49,403 5,583,000 0.23%
27 UNITED CAPITAL FINANCIAL ADVISORS, LLC 48,890 5,526,000 0.22%
28 RPG INVESTMENT ADVISORY, LLC 45,905 5,188,000 0.21%
29 BENJAMIN F. EDWARDS & COMPANY, INC. 43,869 4,958,000 0.20%
30 ENVESTNET ASSET MANAGEMENT INC 42,083 4,756,000 0.19%
31 AMERICAN INTERNATIONAL GROUP, INC. 41,568 4,698,000 0.19%
32 LifePlan Financial Group, Inc 41,464 4,686,000 0.19%
33 NewEdge Advisors, LLC 37,657 4,259,000 0.17%
34 HL FINANCIAL SERVICES LLC 37,487 4,237,000 0.17%
35 BB&T SECURITIES, LLC 35,224 3,980,000 0.16%
36 HighTower Advisors, LLC 34,302 3,879,000 0.16%
37 CREDIT SUISSE AG/ 31,663 3,579,000 0.15%
38 CITIGROUP INC 29,554 3,340,000 0.14%
39 Hudock, Inc. 27,575 3,116,000 0.13%
40 Ancora Advisors LLC 22,567 2,551,000 0.10%
41 Somerset Group LLC 33,192 2,476,000 0.10%
42 First Heartland Consultants, Inc. 21,769 2,460,000 0.10%
43 OPPENHEIMER & CO INC 20,491 2,316,000 0.09%
44 CWM, LLC 20,487 2,315,000 0.09%
45 Cambridge Investment Research Advisors, Inc. 20,110 2,273,000 0.09%
46 IFP ADVISORS, INC 18,728 2,117,000 0.09%
47 Valentine Capital Asset Management, Inc. 18,270 2,064,000 0.08%
48 BECK CAPITAL MANAGEMENT, LLC 17,190 1,943,000 0.08%
49 VSR Financial Services, Inc. 14,666 1,658,000 0.07%
50 PNC FINANCIAL SERVICES GROUP, INC. 14,069 1,590,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.