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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 108 Institutional holders with a total value of $301,985,568.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Argentus Capital Management, LLC 0 0 0.00%
3 CUTLER GROUP LLC / CA 100 0 0.00% Call
4 ATWOOD & PALMER INC 18 2,000 0.00%
5 LBA Wealth Management, LLC 33 3,000 0.00%
6 Hudock, Inc. 45 3,000 0.00%
7 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 35 3,000 0.00%
8 JNBA Financial Advisors 41 4,000 0.00%
9 CUTLER GROUP LLC / CA 50 4,000 0.00%
10 NewSquare Capital LLC 45 4,000 0.00%
11 MOSAIC FAMILY WEALTH, LLC 82 7,000 0.00%
12 BlackRock Finance, Inc. 93 8,000 0.00%
13 CWM, LLC 100 9,000 0.00%
14 Sandy Spring Bank 100 9,000 0.00%
15 Tortoise Investment Management, LLC 103 9,000 0.00%
16 MCF Advisors LLC 120 11,000 0.00%
17 BlackRock Investment Management, LLC 120 11,000 0.00%
18 Ameritas Investment Partners, Inc. 145 12,000 0.00%
19 RPG FAMILY WEALTH ADVISORY, LLC 140 12,258 0.00%
20 Carroll Financial Associates, Inc. 161 14,000 0.00%
21 D.A. DAVIDSON & CO. 200 17,000 0.01%
22 NEXT Financial Group, Inc 239 20,000 0.01%
23 SIGNATUREFD, LLC 286 25,000 0.01%
24 BENJAMIN F. EDWARDS & COMPANY, INC. 355 31,000 0.01%
25 BANK OF MONTREAL /CAN/ 440 39,000 0.01%
26 GENEOS WEALTH MANAGEMENT INC. 518 46,000 0.02%
27 Sunbelt Securities, Inc. 537 47,028 0.02%
28 Winslow, Evans & Crocker, Inc. 540 47,282 0.02%
29 Joel Isaacson & Co., LLC 560 49,000 0.02%
30 MUFG Americas Holdings Corp 585 51,000 0.02%
31 FIFTH THIRD BANCORP 809 71,000 0.02%
32 PICTON MAHONEY ASSET MANAGEMENT 900 79,000 0.03% SH
33 Stanford Investment Group, Inc. 910 80,000 0.03%
34 SIMPLEX TRADING, LLC 967 84,000 0.03%
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,172 103,000 0.03%
36 US BANCORP \DE\ 1,313 115,000 0.04%
37 Transamerica Financial Advisors, LLC 1,783 157,000 0.05%
38 Modera Wealth Management, LLC 2,479 217,000 0.07%
39 FRANKLIN RESOURCES INC 2,800 245,000 0.08%
40 NORTHERN TRUST CORP 3,415 299,000 0.10%
41 Prospera Financial Services Inc 3,595 315,000 0.10%
42 WFG Advisors, LP 3,704 324,000 0.11%
43 NOMURA ASSET MANAGEMENT CO LTD 4,037 353,000 0.12%
44 Brown Advisory Securities, LLC 4,100 359,000 0.12%
45 Creative Planning 4,123 361,000 0.12%
46 RAYMOND JAMES TRUST N.A. 4,323 379,000 0.13%
47 BB&T SECURITIES, LLC 4,352 381,000 0.13%
48 WEDBUSH SECURITIES INC 4,396 385,000 0.13%
49 Cetera Advisors LLC 4,707 410,000 0.14%
50 PNC FINANCIAL SERVICES GROUP, INC. 4,996 437,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.