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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 111 Institutional holders with a total value of $287,221,084.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 CUTLER GROUP LLC / CA 1,300 1,000 0.00% Call
3 CUTLER GROUP LLC / CA 100 1,000 0.00% Put
4 ATWOOD & PALMER INC 18 2,000 0.00%
5 LBA Wealth Management, LLC 33 3,000 0.00%
6 Hudock, Inc. 45 4,000 0.00%
7 Orion Porfolio Solutions, LLC 45 4,000 0.00%
8 NewSquare Capital LLC 45 4,000 0.00%
9 JNBA Financial Advisors 41 4,000 0.00%
10 BlackRock Finance, Inc. 93 8,000 0.00%
11 MOSAIC FAMILY WEALTH, LLC 83 8,000 0.00%
12 Transamerica Financial Advisors, LLC 85 8,000 0.00%
13 Tortoise Investment Management, LLC 103 9,000 0.00%
14 Sandy Spring Bank 100 9,000 0.00%
15 Exchange Capital Management, Inc. 104 9,000 0.00%
16 RPG FAMILY WEALTH ADVISORY, LLC 114 10,196 0.00%
17 MCF Advisors LLC 120 11,000 0.00%
18 BELLWETHER INVESTMENT GROUP, LLC 135 12,000 0.00%
19 D.A. DAVIDSON & CO. 145 12,000 0.00%
20 Ameritas Investment Partners, Inc. 145 12,000 0.00%
21 SEVENBRIDGE FINANCIAL GROUP, LLC 150 13,000 0.00%
22 CUTLER GROUP LLC / CA 150 13,000 0.00%
23 Carroll Financial Associates, Inc. 161 14,000 0.00%
24 SIGNATUREFD, LLC 183 16,000 0.01%
25 NEXT Financial Group, Inc 239 21,000 0.01%
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 280 25,000 0.01%
27 BENJAMIN F. EDWARDS & COMPANY, INC. 335 30,000 0.01%
28 MANUFACTURERS LIFE INSURANCE COMPANY, THE 440 39,000 0.01%
29 BANK OF MONTREAL /CAN/ 440 39,000 0.01%
30 GENEOS WEALTH MANAGEMENT INC. 468 42,000 0.01%
31 WEALTHPLAN PARTNERS, LLC 522 46,688 0.02%
32 Sunbelt Securities, Inc. 537 48,038 0.02%
33 MUFG Americas Holdings Corp 585 52,000 0.02%
34 BARCLAYS PLC 645 58,000 0.02%
35 Winslow, Evans & Crocker, Inc. 696 62,162 0.02%
36 FIFTH THIRD BANCORP 720 64,000 0.02%
37 PICTON MAHONEY ASSET MANAGEMENT 900 80,000 0.03% SH
38 Apriem Advisors 1,125 101,000 0.04%
39 US BANCORP \DE\ 1,309 117,000 0.04%
40 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 2,300 206,000 0.07%
41 WFG Advisors, LP 2,501 224,000 0.08%
42 Concert Wealth Management Inc. 2,689 239,000 0.08%
43 Creative Planning 2,711 242,000 0.08%
44 FRANKLIN RESOURCES INC 2,800 250,000 0.09%
45 NORTHERN TRUST CORP 2,836 254,000 0.09%
46 Prospera Financial Services Inc 2,863 256,000 0.09%
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 3,000 268,000 0.09% Put
48 CITIGROUP INC 3,145 281,000 0.10%
49 Stratos Wealth Partners, LTD. 3,852 344,000 0.12%
50 FINANCIAL ENHANCEMENT GROUP LLC 3,918 350,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.