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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 116 Institutional holders with a total value of $283,377,587.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 ROYAL FUND MANAGEMENT, LLC 14 1,000 0.00%
3 ATWOOD & PALMER INC 18 2,000 0.00%
4 FUSION FAMILY WEALTH, LLC 35 3,000 0.00% SH
5 Hudock, Inc. 45 4,000 0.00%
6 JNBA Financial Advisors 41 4,000 0.00%
7 PACIFIC CENTER FOR FINANCIAL SERVICES 52 5,000 0.00%
8 Transamerica Financial Advisors, LLC 55 5,000 0.00%
9 Ameritas Investment Partners, Inc. 65 5,000 0.00%
10 MOSAIC FAMILY WEALTH, LLC 82 7,000 0.00%
11 BlackRock Finance, Inc. 93 8,000 0.00%
12 CWM, LLC 100 9,000 0.00%
13 Joel Isaacson & Co., LLC 100 9,000 0.00%
14 Tortoise Investment Management, LLC 103 9,000 0.00%
15 HUNTINGTON NATIONAL BANK 101 9,000 0.00% PRN
16 SIMPLEX TRADING, LLC 112 10,000 0.00%
17 MCF Advisors LLC 120 11,000 0.00%
18 BELLWETHER INVESTMENT GROUP, LLC 116 11,000 0.00%
19 SEVENBRIDGE FINANCIAL GROUP, LLC 150 14,000 0.00%
20 Carroll Financial Associates, Inc. 161 14,000 0.00%
21 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 177 16,000 0.01%
22 YORKBRIDGE WEALTH PARTNERS, LLC 180 18,000 0.01%
23 RPG FAMILY WEALTH ADVISORY, LLC 200 18,176 0.01%
24 CUTLER GROUP LLC / CA 10,800 19,000 0.01% Call
25 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 20,473 23,000 0.01%
26 Apriem Advisors 300 27,000 0.01%
27 GLEN EAGLE ADVISORS, LLC 315 28,627 0.01%
28 M&R CAPITAL MANAGEMENT INC 330 29,000 0.01%
29 BENJAMIN F. EDWARDS & COMPANY, INC. 335 30,000 0.01%
30 CREATIVE FINANCIAL DESIGNS INC /ADV 351 32,000 0.01%
31 BANK OF MONTREAL /CAN/ 340 32,000 0.01%
32 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 350 33,000 0.01%
33 IHT WEALTH MANAGEMENT, LLC 390 36,000 0.01%
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 394 36,000 0.01%
35 US BANCORP \DE\ 463 42,000 0.01%
36 Perigon Wealth Management, LLC 400 42,000 0.01%
37 WEBSTER BANK, N. A. 486 44,000 0.02%
38 MUFG Americas Holdings Corp 485 44,000 0.02%
39 MANUFACTURERS LIFE INSURANCE COMPANY, THE 500 45,000 0.02%
40 Sunbelt Securities, Inc. 537 48,812 0.02%
41 BARCLAYS PLC 645 59,000 0.02%
42 GENEOS WEALTH MANAGEMENT INC. 670 60,000 0.02%
43 Sandy Spring Bank 814 74,000 0.03%
44 NEXT Financial Group, Inc 929 84,000 0.03%
45 D.A. DAVIDSON & CO. 960 87,000 0.03%
46 Winslow, Evans & Crocker, Inc. 1,036 93,972 0.03%
47 Columbia Asset Management 1,500 136,000 0.05%
48 Creative Planning 2,227 202,000 0.07%
49 Modera Wealth Management, LLC 2,264 206,000 0.07%
50 HL FINANCIAL SERVICES LLC 2,422 220,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.