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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 57 Institutional holders with a total value of $200,255,185.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 93 3,000 0.00%
2 NEW ENGLAND SECURITIES CORP /MA/ 200 6,000 0.00%
3 PNC FINANCIAL SERVICES GROUP, INC. 200 6,000 0.00%
4 MSI Financial Services Inc 306 9,000 0.00%
5 Creative Planning 560 16,000 0.01%
6 Hudock, Inc. 745 21,000 0.01%
7 JNBA Financial Advisors 800 22,000 0.01%
8 BENJAMIN F. EDWARDS & COMPANY, INC. 900 25,000 0.01%
9 BESSEMER GROUP INC 1,000 28,000 0.01%
10 Bartlett & Co. LLC 1,120 31,000 0.02%
11 ENVESTNET ASSET MANAGEMENT INC 1,226 34,000 0.02%
12 CITIGROUP INC 1,295 36,000 0.02%
13 Winslow, Evans & Crocker, Inc. 2,325 64,752 0.03%
14 DEUTSCHE BANK AG\ 2,740 76,000 0.04%
15 WFG Advisors, LP 4,703 131,000 0.07%
16 HOWE & RUSLING INC 4,860 135,000 0.07%
17 US BANCORP \DE\ 5,100 142,000 0.07%
18 D.A. DAVIDSON & CO. 5,430 151,000 0.08%
19 Private Advisor Group, LLC 7,664 213,000 0.11%
20 TOWER TRUST Co 8,583 239,000 0.12%
21 SignalPoint Asset Management, LLC 8,856 247,000 0.12%
22 OPPENHEIMER & CO INC 9,112 254,000 0.13%
23 Brown Advisory Securities, LLC 9,500 266,000 0.13%
24 CREDIT SUISSE AG/ 10,161 283,000 0.14%
25 NATIONAL PLANNING CORP 13,090 365,000 0.18%
26 AMERIPRISE FINANCIAL INC 14,769 411,000 0.21%
27 Cetera Advisors LLC 15,149 423,000 0.21%
28 Prospera Financial Services Inc 15,882 442,000 0.22%
29 STIFEL FINANCIAL CORP 17,872 498,000 0.25%
30 First Allied Advisory Services, Inc. 20,753 580,000 0.29%
31 Raymond James Financial Services Advisors, Inc. 21,126 588,000 0.29%
32 TD ASSET MANAGEMENT INC 25,941 602,000 0.30%
33 IFC Holdings Incorporated/FL 22,672 627,000 0.31%
34 SII INVESTMENTS INC/WI 25,291 663,000 0.33%
35 Bank of New York Mellon Corp 24,668 687,000 0.34%
36 JANE STREET GROUP, LLC 24,791 690,000 0.34%
37 Regal Investment Advisors LLC 32,184 896,000 0.45%
38 BOKF, NA 33,973 946,000 0.47%
39 RELIANCE TRUST CO OF DELAWARE 35,524 989,000 0.49%
40 Cambridge Investment Research Advisors, Inc. 45,455 1,266,000 0.63%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 49,474 1,378,000 0.69%
42 COMERICA BANK 56,684 1,579,000 0.79%
43 CIBC WORLD MARKET INC. 63,920 1,780,000 0.89%
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 65,944 1,837,000 0.92%
45 BB&T SECURITIES, LLC 7,465 2,079,000 1.04%
46 Janney Montgomery Scott LLC 87,119 2,426,277 1.21%
47 AMERICAN INTERNATIONAL GROUP, INC. 149,844 4,173,156 2.08%
48 ROYAL BANK OF CANADA 158,787 4,422,000 2.21%
49 Commonwealth Equity Services, Inc 181,580 5,057,000 2.53%
50 LPL Financial LLC 326,048 9,080,000 4.53%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.