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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 69 Institutional holders with a total value of $127,331,670.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,292,988 30,383,000 23.86%
2 WELLS FARGO & COMPANY/MN 607,084 14,266,000 11.20%
3 Brouwer & Janachowski, LLC 594,797 13,977,000 10.98%
4 BANK OF AMERICA CORP /DE/ 335,101 7,874,000 6.18%
5 LPL Financial LLC 269,331 6,267,000 4.92%
6 UBS Group AG 260,996 6,133,000 4.82%
7 ROYAL BANK OF CANADA 251,356 5,907,000 4.64%
8 RAYMOND JAMES & ASSOCIATES 236,199 5,550,000 4.36%
9 Commonwealth Equity Services, Inc 185,930 4,369,000 3.43%
10 HL FINANCIAL SERVICES LLC 109,358 2,570,000 2.02%
11 BAIRD FINANCIAL GROUP, INC. 109,101 2,564,000 2.01%
12 Sterling Capital Management LLC 95,586 2,246,000 1.76%
13 PARK NATIONAL CORP /OH/ 87,633 2,059,000 1.62%
14 JANE STREET GROUP, LLC 54,792 1,288,000 1.01%
15 MSI Financial Services Inc 52,580 1,236,000 0.97%
16 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 52,329 1,230,000 0.97%
17 PNC FINANCIAL SERVICES GROUP, INC. 50,866 1,195,000 0.94%
18 Janney Montgomery Scott LLC 47,876 1,125,000 0.88%
19 AMERIPRISE FINANCIAL INC 43,768 1,028,000 0.81%
20 Raymond James Financial Services Advisors, Inc. 38,718 910,000 0.71%
21 RELIANCE TRUST CO OF DELAWARE 37,671 885,000 0.70%
22 Cambridge Investment Research Advisors, Inc. 36,402 855,000 0.67%
23 STIFEL FINANCIAL CORP 34,612 810,000 0.64%
24 HighTower Advisors, LLC 30,275 709,000 0.56%
25 OLD MISSION CAPITAL LLC 29,881 702,000 0.55%
26 Bank of New York Mellon Corp 29,576 695,000 0.55%
27 CITADEL ADVISORS LLC 28,770 676,000 0.53%
28 First Allied Advisory Services, Inc. 28,490 669,000 0.53%
29 Private Advisor Group, LLC 27,828 648,000 0.51%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 26,999 635,000 0.50%
31 Virtu KCG Holdings LLC 23,895 561,000 0.44%
32 M&T BANK CORP 23,080 543,000 0.43%
33 STRATEGIC FINANCIAL GROUP, LLC 20,001 470,000 0.37%
34 ENVESTNET ASSET MANAGEMENT INC 19,762 464,000 0.36%
35 Regal Investment Advisors LLC 19,493 458,000 0.36%
36 ADVISOR GROUP, INC. 18,868 444,000 0.35%
37 Stratos Wealth Partners, LTD. 16,941 398,000 0.31%
38 Cetera Advisor Networks LLC 16,862 396,000 0.31%
39 Cetera Advisors LLC 16,680 392,000 0.31%
40 HOWE & RUSLING INC 15,707 369,000 0.29%
41 Shoker Investment Counsel, Inc. 15,306 359,000 0.28%
42 COMERICA SECURITIES INC 15,191 357,000 0.28%
43 CAVALIER INVESTMENTS, LLC 13,612 320,000 0.25%
44 D.A. DAVIDSON & CO. 13,175 309,000 0.24%
45 IFC Holdings Incorporated/FL 11,652 274,000 0.22%
46 BOKF, NA 11,433 269,000 0.21%
47 LBA Wealth Management, LLC 8,779 206,000 0.16%
48 JPMORGAN CHASE & CO 6,656 156,000 0.12%
49 BENJAMIN F. EDWARDS & COMPANY, INC. 6,037 142,000 0.11%
50 GENEOS WEALTH MANAGEMENT INC. 5,873 138,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.