Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 73 Institutional holders with a total value of $162,159,903.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,188,638 47,252,000 29.14%
2 UBS Group AG 680,337 14,688,000 9.06%
3 WELLS FARGO & COMPANY/MN 591,830 12,777,000 7.88%
4 Brouwer & Janachowski, LLC 591,415 12,769,000 7.87%
5 LPL Financial LLC 360,985 8,108,000 5.00%
6 BANK OF AMERICA CORP /DE/ 365,259 7,886,000 4.86%
7 RAYMOND JAMES & ASSOCIATES 275,961 5,958,000 3.67%
8 ROYAL BANK OF CANADA 244,244 5,273,000 3.25%
9 Raymond James Financial Services Advisors, Inc. 202,334 4,368,000 2.69%
10 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 196,720 4,247,000 2.62%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 168,934 3,647,000 2.25%
12 Commonwealth Equity Services, Inc 162,609 3,511,000 2.17%
13 Janney Montgomery Scott LLC 107,195 2,314,000 1.43%
14 BKS ADVISORS, LLC 83,819 1,810,000 1.12%
15 PNC FINANCIAL SERVICES GROUP, INC. 80,911 1,747,000 1.08%
16 Atlas Brown,Inc. 80,184 1,731,000 1.07%
17 SII INVESTMENTS INC/WI 73,111 1,578,000 0.97%
18 Virtu KCG Holdings LLC 70,005 1,511,000 0.93%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 68,975 1,489,000 0.92%
20 JANE STREET GROUP, LLC 68,526 1,479,000 0.91%
21 Cambridge Investment Research Advisors, Inc. 63,401 1,369,000 0.84%
22 CITADEL ADVISORS LLC 59,394 1,282,000 0.79%
23 Sterling Capital Management LLC 59,083 1,276,000 0.79%
24 Cetera Advisors LLC 50,893 1,097,000 0.68%
25 BAIRD FINANCIAL GROUP, INC. 45,812 989,000 0.61%
26 Sigma Planning Corp 41,412 894,000 0.55%
27 First Allied Advisory Services, Inc. 40,228 860,000 0.53%
28 BOKF, NA 33,973 733,000 0.45%
29 J.P. Turner & Co Capital Mnagement, LLC 32,689 704,000 0.43%
30 STIFEL FINANCIAL CORP 32,444 700,000 0.43%
31 Stratos Wealth Partners, LTD. 29,606 639,000 0.39%
32 AMERICAN INTERNATIONAL GROUP, INC. 28,225 609,000 0.38%
33 Private Advisor Group, LLC 27,297 589,000 0.36%
34 Regal Investment Advisors LLC 24,708 533,000 0.33%
35 M&T BANK CORP 22,409 484,000 0.30%
36 IFC Holdings Incorporated/FL 21,753 469,000 0.29%
37 Bank of New York Mellon Corp 20,279 438,000 0.27%
38 COMERICA SECURITIES INC 18,076 390,000 0.24%
39 AMERIPRISE FINANCIAL INC 16,504 356,000 0.22%
40 Shoker Investment Counsel, Inc. 16,005 345,000 0.21%
41 Prospera Financial Services Inc 14,890 321,000 0.20%
42 OLD MISSION CAPITAL LLC 14,337 310,000 0.19%
43 Cetera Advisor Networks LLC 12,513 269,000 0.17%
44 BENJAMIN F. EDWARDS & COMPANY, INC. 11,491 248,000 0.15%
45 D.A. DAVIDSON & CO. 10,425 225,000 0.14%
46 OPPENHEIMER & CO INC 10,297 222,000 0.14%
47 JPMORGAN CHASE & CO 9,987 216,000 0.13%
48 HOWE & RUSLING INC 7,965 172,000 0.11%
49 BANK OF MONTREAL /CAN/ 6,560 142,000 0.09%
50 MSI Financial Services Inc 6,560 142,000 0.09%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.