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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 70 Institutional holders with a total value of $238,889,455.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,207,158 85,342,000 35.72%
2 UBS AG 827,332 22,015,000 9.22%
3 BANK OF AMERICA CORP /DE/ 724,536 19,280,000 8.07%
4 WELLS FARGO & COMPANY/MN 576,909 15,351,000 6.43%
5 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 459,903 12,238,000 5.12%
6 LPL Financial LLC 427,062 11,249,000 4.71%
7 Brouwer & Janachowski, LLC 419,704 11,168,000 4.67%
8 RAYMOND JAMES & ASSOCIATES 415,473 11,056,000 4.63%
9 ROYAL BANK OF CANADA 215,176 5,726,000 2.40%
10 Commonwealth Equity Services, Inc 185,448 4,935,000 2.07%
11 JANE STREET GROUP, LLC 131,181 3,491,000 1.46%
12 AMERICAN INTERNATIONAL GROUP, INC. 119,038 3,167,601 1.33%
13 COMERICA BANK 118,515 3,154,000 1.32%
14 BB&T SECURITIES, LLC 11,104 2,954,000 1.24%
15 Janney Montgomery Scott LLC 105,129 2,797,470 1.17%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 83,772 2,229,000 0.93%
17 NATIONAL PLANNING CORP 61,406 1,608,000 0.67%
18 SII INVESTMENTS INC/WI 53,648 1,426,000 0.60%
19 Cambridge Investment Research Advisors, Inc. 49,790 1,325,000 0.55%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 48,103 1,280,000 0.54%
21 First Allied Advisory Services, Inc. 45,858 1,222,000 0.51%
22 AMERIPRISE FINANCIAL INC 45,726 1,217,000 0.51%
23 Virtu KCG Holdings LLC 45,112 1,200,000 0.50%
24 RELIANCE TRUST CO OF DELAWARE 37,776 1,005,000 0.42%
25 Regal Investment Advisors LLC 34,129 908,000 0.38%
26 BOKF, NA 33,973 904,000 0.38%
27 STIFEL FINANCIAL CORP 28,668 763,000 0.32%
28 Cetera Advisors LLC 25,010 664,000 0.28%
29 M&T BANK CORP 24,532 653,000 0.27%
30 Shoker Investment Counsel, Inc. 21,854 581,000 0.24%
31 IFC Holdings Incorporated/FL 21,650 575,000 0.24%
32 CREDIT SUISSE AG/ 20,659 550,000 0.23%
33 ENVESTNET ASSET MANAGEMENT INC 20,374 542,000 0.23%
34 Prospera Financial Services Inc 20,287 540,000 0.23%
35 NEXT Financial Group, Inc 18,811 501,000 0.21%
36 CIBC WORLD MARKET INC. 17,944 477,000 0.20%
37 ProVise Management Group, LLC 14,627 389,000 0.16%
38 Raymond James Financial Services Advisors, Inc. 14,593 388,000 0.16%
39 Bank of New York Mellon Corp 14,431 384,000 0.16%
40 Private Advisor Group, LLC 13,305 354,000 0.15%
41 OPPENHEIMER & CO INC 11,470 305,000 0.13%
42 BENJAMIN F. EDWARDS & COMPANY, INC. 10,658 284,000 0.12%
43 VSR Financial Services, Inc. 10,284 274,000 0.11%
44 JPMORGAN CHASE & CO 9,343 249,000 0.10%
45 Cetera Advisor Networks LLC 9,123 242,000 0.10%
46 OLD NATIONAL BANCORP /IN/ 8,583 228,000 0.10%
47 Rench Wealth Management, Inc. 8,460 225,000 0.09%
48 WFG Advisors, LP 7,037 187,000 0.08%
49 US BANCORP \DE\ 6,206 165,000 0.07%
50 HOWE & RUSLING INC 5,565 148,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.