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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 82 Institutional holders with a total value of $206,201,542.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,702,368 66,316,000 32.16%
2 UBS Group AG 960,369 23,567,000 11.43%
3 WELLS FARGO & COMPANY/MN 659,657 16,188,000 7.85%
4 Brouwer & Janachowski, LLC 541,464 13,288,000 6.44%
5 LPL Financial LLC 439,482 10,631,000 5.16%
6 BANK OF AMERICA CORP /DE/ 390,072 9,573,000 4.64%
7 RAYMOND JAMES & ASSOCIATES 274,814 6,744,000 3.27%
8 ROYAL BANK OF CANADA 258,710 6,349,000 3.08%
9 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 236,857 5,812,000 2.82%
10 Commonwealth Equity Services, Inc 159,119 3,905,000 1.89%
11 Sterling Capital Management LLC 139,239 3,417,000 1.66%
12 JANE STREET GROUP, LLC 121,134 2,973,000 1.44%
13 CREDIT SUISSE AG/ 101,730 2,496,000 1.21%
14 BKS ADVISORS, LLC 95,526 2,344,000 1.14%
15 PNC FINANCIAL SERVICES GROUP, INC. 92,269 2,264,000 1.10%
16 Janney Montgomery Scott LLC 89,869 2,205,378 1.07%
17 SII INVESTMENTS INC/WI 79,884 1,959,000 0.95%
18 Atlas Brown,Inc. 80,236 1,946,000 0.94%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 79,184 1,943,000 0.94%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 63,437 1,557,000 0.76%
21 Cambridge Investment Research Advisors, Inc. 62,595 1,536,000 0.74%
22 Cetera Advisors LLC 48,504 1,191,000 0.58%
23 BAIRD FINANCIAL GROUP, INC. 45,394 1,114,000 0.54%
24 Bank of New York Mellon Corp 45,118 1,108,000 0.54%
25 First Allied Advisory Services, Inc. 41,831 1,024,000 0.50%
26 Sigma Planning Corp 38,011 933,000 0.45%
27 BOKF, NA 33,973 834,000 0.40%
28 Regal Investment Advisors LLC 32,491 797,000 0.39%
29 STIFEL FINANCIAL CORP 31,777 780,000 0.38%
30 CITADEL ADVISORS LLC 30,536 749,000 0.36%
31 Stratos Wealth Partners, LTD. 29,915 734,000 0.36%
32 AMERICAN INTERNATIONAL GROUP, INC. 26,449 649,053 0.31%
33 OLD MISSION CAPITAL LLC 24,205 594,000 0.29%
34 AMERIPRISE FINANCIAL INC 22,540 556,000 0.27%
35 M&T BANK CORP 22,621 555,000 0.27%
36 Private Advisor Group, LLC 22,453 551,000 0.27%
37 IFC Holdings Incorporated/FL 21,553 542,000 0.26%
38 NEXT Financial Group, Inc 21,028 516,000 0.25%
39 Prospera Financial Services Inc 19,787 486,000 0.24%
40 MSI Financial Services Inc 19,090 468,000 0.23%
41 BENJAMIN F. EDWARDS & COMPANY, INC. 18,624 457,000 0.22%
42 Shoker Investment Counsel, Inc. 17,667 433,000 0.21%
43 ProVise Management Group, LLC 14,627 359,000 0.17%
44 GOLDMAN SACHS GROUP INC 11,750 288,000 0.14%
45 BB&T SECURITIES, LLC 10,360 254,000 0.12%
46 JPMORGAN CHASE & CO 10,048 247,000 0.12%
47 OPPENHEIMER & CO INC 9,974 245,000 0.12%
48 STEPHENS INC /AR/ 9,617 236,000 0.11%
49 NATIONAL PLANNING CORP 9,759 234,000 0.11%
50 Rench Wealth Management, Inc. 8,946 220,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.