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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 79 Institutional holders with a total value of $155,762,453.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,750,834 38,098,000 24.46%
2 LPL Financial LLC 611,111 13,108,000 8.42%
3 Brouwer & Janachowski, LLC 600,190 13,060,000 8.38%
4 WELLS FARGO & COMPANY/MN 547,490 11,913,000 7.65%
5 BANK OF AMERICA CORP /DE/ 490,186 10,667,000 6.85%
6 UBS Group AG 470,088 10,229,000 6.57%
7 ROYAL BANK OF CANADA 252,255 5,489,000 3.52%
8 CAPITAL GUARDIAN TRUST CO 226,929 4,938,000 3.17%
9 RAYMOND JAMES & ASSOCIATES 223,848 4,871,000 3.13%
10 Commonwealth Equity Services, Inc 171,923 3,741,000 2.40%
11 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 146,496 3,188,000 2.05%
12 Raymond James Financial Services Advisors, Inc. 146,492 3,188,000 2.05%
13 JANE STREET GROUP, LLC 141,519 3,079,000 1.98%
14 CITADEL ADVISORS LLC 135,124 2,940,000 1.89%
15 Atlas Brown,Inc. 83,202 1,702,000 1.09%
16 BKS ADVISORS, LLC 75,042 1,633,000 1.05%
17 PNC FINANCIAL SERVICES GROUP, INC. 72,164 1,570,000 1.01%
18 Virtu KCG Holdings LLC 71,570 1,557,000 1.00%
19 Sterling Capital Management LLC 59,083 1,286,000 0.83%
20 Janney Montgomery Scott LLC 56,795 1,236,000 0.79%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 54,480 1,185,000 0.76%
22 Cambridge Investment Research Advisors, Inc. 54,235 1,180,000 0.76%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 50,814 1,106,000 0.71%
24 BAIRD FINANCIAL GROUP, INC. 48,376 1,053,000 0.68%
25 Crosspoint Capital Strategies, LLC 32,383 822,000 0.53%
26 Cetera Advisors LLC 35,396 770,000 0.49%
27 First Allied Advisory Services, Inc. 33,447 728,000 0.47%
28 STIFEL FINANCIAL CORP 33,412 727,000 0.47%
29 IFP ADVISORS, INC 29,642 645,000 0.41%
30 AMERICAN INTERNATIONAL GROUP, INC. 23,694 516,000 0.33%
31 SII INVESTMENTS INC/WI 23,385 510,000 0.33%
32 IFC Holdings Incorporated/FL 23,206 504,000 0.32%
33 Regal Investment Advisors LLC 22,480 489,000 0.31%
34 Dynamic Advisor Solutions LLC 21,500 468,000 0.30%
35 M&T BANK CORP 21,307 464,000 0.30%
36 CIBC WORLD MARKET INC. 20,960 456,000 0.29%
37 Bank of New York Mellon Corp 20,732 451,000 0.29%
38 Private Advisor Group, LLC 20,728 451,000 0.29%
39 AMERIPRISE FINANCIAL INC 19,518 425,000 0.27%
40 Stratos Wealth Partners, LTD. 18,717 407,000 0.26%
41 CETERA INVESTMENT ADVISERS 17,120 372,000 0.24%
42 Shoker Investment Counsel, Inc. 17,071 371,000 0.24%
43 CAVALIER INVESTMENTS, LLC 15,784 343,000 0.22%
44 Prospera Financial Services Inc 13,289 289,000 0.19%
45 USCA RIA LLC 13,133 286,000 0.18%
46 D.A. DAVIDSON & CO. 12,055 262,000 0.17%
47 Cetera Advisor Networks LLC 11,899 256,000 0.16%
48 BOKF, NA 11,433 249,000 0.16%
49 Camelot Portfolios, LLC 11,118 242,000 0.16%
50 TWO SIGMA SECURITIES, LLC 10,490 228,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.