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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 75 Institutional holders with a total value of $214,833,823.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,635,103 66,853,000 31.12%
2 UBS Group AG 867,269 22,003,000 10.24%
3 BANK OF AMERICA CORP /DE/ 673,694 17,091,000 7.96%
4 WELLS FARGO & COMPANY/MN 534,370 13,556,000 6.31%
5 Brouwer & Janachowski, LLC 442,536 11,227,000 5.23%
6 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 423,972 10,756,000 5.01%
7 LPL Financial LLC 387,381 9,828,000 4.57%
8 RAYMOND JAMES & ASSOCIATES 349,419 8,865,000 4.13%
9 COMERICA BANK 253,622 6,434,000 2.99%
10 Commonwealth Equity Services, Inc 176,654 4,482,000 2.09%
11 ROYAL BANK OF CANADA 164,672 4,178,000 1.94%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 151,035 3,832,000 1.78%
13 AMERICAN INTERNATIONAL GROUP, INC. 128,718 3,265,576 1.52%
14 BB&T SECURITIES, LLC 12,233 3,103,000 1.44%
15 Janney Montgomery Scott LLC 97,922 2,484,284 1.16%
16 GOLDMAN SACHS GROUP INC 79,192 2,009,000 0.94%
17 SII INVESTMENTS INC/WI 65,485 1,664,000 0.77%
18 Stratos Wealth Partners, LTD. 63,038 1,599,637 0.74%
19 Cambridge Investment Research Advisors, Inc. 58,646 1,488,000 0.69%
20 NATIONAL PLANNING CORP 59,292 1,470,442 0.68%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 57,551 1,460,000 0.68%
22 First Allied Advisory Services, Inc. 44,093 1,116,000 0.52%
23 Robert W. Baird & Co. Inc 39,250 996,000 0.46%
24 RELIANCE TRUST CO OF DELAWARE 38,263 971,000 0.45%
25 Cetera Advisors LLC 35,831 911,000 0.42%
26 Bank of New York Mellon Corp 34,135 866,000 0.40%
27 BOKF, NA 33,973 862,000 0.40%
28 Sigma Planning Corp 33,988 862,000 0.40%
29 JANE STREET GROUP, LLC 33,272 844,000 0.39%
30 Regal Investment Advisors LLC 32,383 822,000 0.38%
31 OLD MISSION CAPITAL LLC 27,685 702,000 0.33%
32 STIFEL FINANCIAL CORP 24,248 615,000 0.29%
33 M&T BANK CORP 22,521 571,000 0.27%
34 AMERIPRISE FINANCIAL INC 21,953 557,000 0.26%
35 Private Advisor Group, LLC 21,878 555,000 0.26%
36 IFC Holdings Incorporated/FL 21,133 546,000 0.25%
37 Prospera Financial Services Inc 20,862 529,000 0.25%
38 OPPENHEIMER & CO INC 15,776 400,000 0.19%
39 BENJAMIN F. EDWARDS & COMPANY, INC. 14,811 376,000 0.18%
40 Shoker Investment Counsel, Inc. 14,735 373,000 0.17%
41 ProVise Management Group, LLC 14,627 371,000 0.17%
42 Raymond James Financial Services Advisors, Inc. 13,815 350,000 0.16%
43 NEXT Financial Group, Inc 13,638 346,000 0.16%
44 Cetera Advisor Networks LLC 9,011 230,000 0.11%
45 Camelot Portfolios, LLC 8,921 226,000 0.11%
46 OLD NATIONAL BANCORP /IN/ 8,583 218,000 0.10%
47 Rench Wealth Management, Inc. 8,549 217,000 0.10%
48 SignalPoint Asset Management, LLC 7,999 203,000 0.09%
49 ADVANTAGE INVESTMENT MANAGEMENT, LLC 7,215 183,000 0.09%
50 D.A. DAVIDSON & CO. 7,080 179,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.