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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 70 Institutional holders with a total value of $238,889,455.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 SUSQUEHANNA INTERNATIONAL GROUP, LLP 48,103 1,280,000 0.54%
52 Cambridge Investment Research Advisors, Inc. 49,790 1,325,000 0.55%
53 SII INVESTMENTS INC/WI 53,648 1,426,000 0.60%
54 NATIONAL PLANNING CORP 61,406 1,608,000 0.67%
55 LADENBURG THALMANN FINANCIAL SERVICES INC. 83,772 2,229,000 0.93%
56 Janney Montgomery Scott LLC 105,129 2,797,470 1.17%
57 BB&T SECURITIES, LLC 11,104 2,954,000 1.24%
58 COMERICA BANK 118,515 3,154,000 1.32%
59 AMERICAN INTERNATIONAL GROUP, INC. 119,038 3,167,601 1.33%
60 JANE STREET GROUP, LLC 131,181 3,491,000 1.46%
61 Commonwealth Equity Services, Inc 185,448 4,935,000 2.07%
62 ROYAL BANK OF CANADA 215,176 5,726,000 2.40%
63 RAYMOND JAMES & ASSOCIATES 415,473 11,056,000 4.63%
64 Brouwer & Janachowski, LLC 419,704 11,168,000 4.67%
65 LPL Financial LLC 427,062 11,249,000 4.71%
66 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 459,903 12,238,000 5.12%
67 WELLS FARGO & COMPANY/MN 576,909 15,351,000 6.43%
68 BANK OF AMERICA CORP /DE/ 724,536 19,280,000 8.07%
69 UBS AG 827,332 22,015,000 9.22%
70 MORGAN STANLEY 3,207,158 85,342,000 35.72%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.