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FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF
FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 42 Institutional holders with a total value of $125,713,778.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Beaumont Financial Partners, LLC 1,016,301 32,298,000 25.69%
2 WELLS FARGO & COMPANY/MN 595,138 18,914,000 15.05%
3 MORGAN STANLEY 566,262 17,996,000 14.32%
4 ENVESTNET ASSET MANAGEMENT INC 284,058 9,027,000 7.18%
5 BANK OF AMERICA CORP /DE/ 250,354 7,956,000 6.33%
6 SignalPoint Asset Management, LLC 207,374 6,590,000 5.24%
7 Astor Investment Management LLC 146,377 4,652,000 3.70%
8 UBS Group AG 138,480 4,401,000 3.50%
9 RAYMOND JAMES & ASSOCIATES 137,201 4,360,000 3.47%
10 JANE STREET GROUP, LLC 108,651 3,453,000 2.75%
11 BB&T SECURITIES, LLC 7,665 2,435,000 1.94%
12 CREDIT SUISSE AG/ 74,728 2,375,000 1.89%
13 LPL Financial LLC 48,494 1,530,000 1.22%
14 ROYAL BANK OF CANADA 41,279 1,312,000 1.04%
15 Creative Planning 32,000 1,017,000 0.81%
16 AVIANCE CAPITAL MANAGEMENT, LLC 30,964 984,000 0.78%
17 RISK PARADIGM GROUP, LLC 25,065 796,565 0.63%
18 Regal Investment Advisors LLC 20,933 665,000 0.53%
19 Freedom Investment Management, Inc. 19,168 609,000 0.48%
20 STIFEL FINANCIAL CORP 15,307 486,000 0.39%
21 Tower Research Capital LLC (TRC) 14,832 471,000 0.37%
22 Virtu KCG Holdings LLC 14,683 467,000 0.37%
23 Argentus Capital Management, LLC 14,082 448,000 0.36%
24 Janney Montgomery Scott LLC 13,353 424,000 0.34%
25 AMERIPRISE FINANCIAL INC 9,724 309,000 0.25%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,594 305,000 0.24%
27 PNC FINANCIAL SERVICES GROUP, INC. 8,499 270,000 0.21%
28 Investors Capital Advisory Services 7,283 231,000 0.18%
29 CITIGROUP INC 4,997 159,000 0.13%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,138 132,000 0.11%
31 FIFTH THIRD BANCORP 4,000 127,000 0.10%
32 AMERICAN INTERNATIONAL GROUP, INC. 3,250 103,299 0.08%
33 Advisory Services Network, LLC 2,724 87,000 0.07%
34 MSI Financial Services Inc 2,510 80,000 0.06%
35 US BANCORP \DE\ 1,972 63,000 0.05%
36 BENJAMIN F. EDWARDS & COMPANY, INC. 1,959 62,000 0.05%
37 Simplicity Solutions, LLC 1,382 43,914 0.03%
38 WFG Advisors, LP 928 29,000 0.02%
39 Johnson Financial Group, Inc. 801 25,000 0.02%
40 Formidable Asset Management, LLC 375 12,000 0.01%
41 B. Riley Wealth Management, Inc. 304 9,000 0.01%
42 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.